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Searching Content indexed under Securities by Fieldfisher LLP ordered by Published Date Descending.
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1
Proposals For Reform Of ESMA, And Its Potential Impact For Asset Managers
With various substantive initiatives being run by ESMA, there is keen interest in the Proposal published by the European Commission in September ...
European Union
6 Mar 2018
2
Securities Financing Transaction Regulation (SFTR) And Investment Funds
The FCA's Consultation Paper 16/14 consults on minor changes to SYSC and consequential amendments to COLL and FUND to reflect certain measures in the Securities Financing Transaction Regulation.
European Union
12 Jul 2016
3
World Joins In Celebrating UK Employee Ownership Day 2016
Friday 1 July marks the fourth annual UK EO Day - a day of celebration of employee ownership and a fantastic opportunity to raise awareness of the positive impact the EO sector has on the UK economy.
UK
7 Jul 2016
4
Market Abuse Regulation - The Impact On AIM Companies
The Market Abuse Regulation (MAR) comes into force and effect on 3 July 2016, replacing the existing market abuse regime.
UK
14 Jun 2016
5
Template Resolutions For Disapplication Of Pre-Emption Rights
The Pre-Emption Group, representing listed companies, investors and intermediaries, updated its Statement of Principles for the disapplication of pre-emption rights in 2015.
UK
19 May 2016
6
Market Soundings: Practical Issues Under The New Regime
The Market Abuse Regulation ("MAR") which comes into force on 3rd July 2016 sets out a new set of rules to govern the conduct of market soundings.
European Union
6 May 2016
7
WATG: Employee-Owned Through A Perpetual Trust
In 2014, the design firm WATG became the first US company to create employee ownership through a perpetual trust, an innovative model in the United States that is becoming common in the United Kingdom.
UK
19 Apr 2016
8
Extending Transparency Of Ownership Requirements To Foreign Companies Active In The UK
With the new requirements for transparency of ownership of UK companies just being implemented, the UK Government is considering extending the requirements to certain foreign companies.
UK
19 Apr 2016
9
Should Lenders Worry About The New PSC Registers?
The register must show the individuals and relevant legal entities who beneficially own or control (alone or jointly with others, and directly or indirectly) the company's shares.
UK
19 Apr 2016
10
A Golden Age For Employee Ownership?
The new tax exemptions for EOTs introduced in the Finance Act 2014 are working, as intended, to promote the employee ownership business model in all its forms and especially the trust model.
UK
14 Apr 2016
11
Securities Financing Transactions Trade Reporting
The European Securities and Markets Authority ("ESMA") has published its discussion paper on the reporting framework under the Securities Financing Transactions Regulation ("SFTR").
European Union
5 Apr 2016
12
What Effect Will The New PSC Registers Have On Share Charges?
The Small Business, Enterprise and Employment Act 2015 (the "Act") requires UK companies and LLPs and certain other entities to keep registers of people with significant control ("PSCs") over them...
UK
10 Mar 2016
13
Employee Ownership As A Business Succession Solution
The introduction of employee ownership trusts in the Finance Act 2014 has raised interest in employee ownership as a business succession solution.
UK
10 Mar 2016
14
PSC Registers
From 6 April 2016, most UK companies and LLPs will be required to set up and maintain a PSC register to show who controls them.
UK
4 Mar 2016
15
Forms Of Employee Ownership
Employee ownership ('EO') is a successful business model as demonstrated by Arup, the John Lewis Partnership, Swan Morton, Wilkins & Sons (Tiptree Jams) and many other companies.
UK
1 Mar 2016
16
Securities Financing Transactions Regulation – Implications For UCITS And AIFs
Securities Financing Transactions ("SFTs") are defined to include repo or reverse repo, securities or commodities lending/borrowing transactions, buy/sell-backs or sell/buy-backs and margin lending transactions.
UK
29 Jan 2016
17
I Have The Power – But Should I Use It?
Directors have a duty, codified in the Companies Act 2006, to exercise all their powers only for the purposes for which they are conferred.
UK
4 Jan 2016
18
Building The Capital Markets Union In The EU - An Update
This Briefing Paper updates you on the developments of the European Commission's flagship initiative of building a Capital Markets Union...
European Union
14 Dec 2015
19
Implementation Of The Market Abuse Regulation
The new Market Abuse Regulation (MAR) will expand and develop the EU market abuse regulatory regime.
UK
2 Dec 2015
20
Cross Border Mergers By Operation Of Law - EU Directive 2005/56
The EU Directive on Cross Border Mergers of Limited Liability Companies (2005/56/EC) (the Directive) provides a mechanism whereby qualifying companies can effect mergers by operation of law.
European Union
20 Nov 2015
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