Search
Searching Content indexed under Securities by Bennett Jones LLP ordered by Published Date Descending.
Links to Result pages
 
1 2 3 4 5 6  
>>Next
 
Title
Country
Organisation
Author
Date
1
Who Watches The Watchers? SEC Issues Guidance On Proxy Advisory Firms
The United States Securities and Exchange Commission (SEC) recently issued guidance on the applicability of certain U.S. proxy rules to voting advice given by proxy advisory firms
United States
12 Sep 2019
2
CSA Staff Notice Provides Guidance On Climate Change-Related Risk Disclosure
On August 1, 2019, the Canadian Securities Administrators (CSA) issued CSA Staff Notice 51-358: Reporting of Climate Change-related Risks (the "Notice") that provides guidance
Canada
16 Aug 2019
3
CSA Proposes A Modernized National Filing System For Reporting Issuers
On May 2, 2019, the Canadian Securities Administrators (CSA) announced that it is seeking comments in respect of a proposed streamlined and integrated...
Canada
13 Jun 2019
4
Proposed Amendments To Rules Applicable To At-The-Market Distributions
On May 9, 2019, the Canadian Securities Administrators (CSA) published for comment proposed amendments to National Instrument 44-102 – Shelf Distributions (NI 44-102) ...
Canada
5 Jun 2019
5
Oilfield Services Initial Public Offering Checklist
Canada's world leading oilfield services capital markets offer a wealth of opportunity, with their access to local and global investors, finance opportunities for companies at all stages, and sophisticated technical...
Canada
18 Feb 2019
6
Renewable Energy & Clean Technology Initial Public Offering Checklist
Canada's world leading renewable energy and clean technology capital markets offer a wealth of opportunity.
Canada
18 Feb 2019
7
Summary Of Actions Against Exxon Mobil For Securities Fraud
As investor concerns grew and became more public in 2015, the Attorney General of New York State ("AG") launched an investigation into the company's disclosures.
Canada
5 Feb 2019
8
Alberta Enacts Measures To Protect Whistleblowers
On November 19, 2018, as part of the Alberta Securities Commission's (the "ASC") new whistleblower program, the Securities Amendment Act (the "Amendments") ...
Canada
30 Nov 2018
9
SCC Renders Judgment On Cooperative National Securities Regulator
On November 9, 2018, The SCC Unanimously Ruled That A Proposed Pan-Canadian Securities Regulator Is Constitutionally Acceptable.
Canada
16 Nov 2018
10
Don't Short the Truth
A recent decision of the Alberta Securities Commission appears to give short-sellers wide latitude to negatively comment on targets ...
Canada
29 Oct 2018
11
Changes Coming To Non-GAAP And Other Financial Measures Disclosures Regime
On September 6, 2018, the Canadian Securities Administrators (CSA) published a Notice and Request for Comment (the "Notice") regarding Proposed National Instrument 52-112 Non-GAAP ...
Canada
18 Oct 2018
12
Limitation Law And The Enforcement Of Credit And Security Agreements
In June 2018, we wrote on the British Columbia Court of Appeal decision in Leatherman v 0969708 BC Ltd, 2018 BCCA 33, where the court considered sections 14 and 15 of the "new" Limitation Act,
Canada
11 Oct 2018
13
Litigating Securities Fraud In The Climate-Change Era
Climate change disclosure is receiving greater attention from Canadian public companies and their investors.
Canada
13 Sep 2018
14
Ontario Court Of Appeal Affirms Limits On Auditor Liability
On September 5, 2018, the Court of Appeal for Ontario released its decision in Lavender v Miller Bernstein LLP,1 overturning a summary judgment ruling that imposed significant liability on an auditor
Canada
12 Sep 2018
15
Securities Commissions Revoke "Northwest Exemption" In Certain Jurisdictions
On August 15, 2018, the securities regulatory authorities (together, the "Commissions") of British Columbia, Manitoba, Nunavut, the Northwest Territories and the Yukon (the "Jurisdictions")
Canada
29 Aug 2018
16
Shapeshifting Cryptoassets
As cryptocurrencies and blockchain assets become more popular and begin to permeate into the wider financial markets, regulators have struggled to understand how they work and how to treat them under existing legal frameworks.
Canada
21 Jun 2018
17
New Rules For CBCA Companies
Companies incorporated under the Canada Business Corporations Act (CBCA) will need to consider new rules regarding director elections, diversity disclosure, shareholder communications and other matters.
Canada
22 May 2018
18
Alberta Securities Commission Allows No-Contest Settlement Agreements
The ASC, the regulatory agency responsible for administering provincial securities laws in Alberta, announced last week that it would be following the lead of its Ontario and American counterparts in allowing...
Canada
18 May 2018
19
Alberta Securities Commission Proposes Rules To Facilitate Cross-Border Offerings For Alberta Issuers
On April 17, 2018, the Alberta Securities Commission published a notice and request for comment of the proposed repeal and replacement of ASC Rule 72-501 Distributions to Purchasers Outside Alberta ...
Canada
2 May 2018
20
Upcoming Policy Projects Announced By The Canadian Securities Administrators
The Canadian Securities Administrators (CSA) announced on March 27, 2018, the initiation of six policy projects aimed at reducing regulatory burdens for non-investment fund reporting issuers
Canada
12 Apr 2018
Links to Result pages
 
1 2 3 4 5 6  
>>Next