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Searching Content indexed under Securities by Steptoe & Johnson LLP ordered by Published Date Descending.
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Record Spoofing Settlement Provides Guidance For Traders
The U.S. Department of Justice and the Commodity Futures Trading Commission on Nov. 6 separately entered into related and coordinated resolutions of criminal and civil charges with Tower ...
United States
5 Dec 2019
2
House Agriculture Committee Publishes Bipartisan Discussion Draft To Reauthorize The Commodity Futures Trading Commission
On October 24, 2019, the House Agriculture Committee (Committee) released a discussion draft for a bill to reauthorize appropriations for the Commodity Futures Trading Commission through fiscal year 2025.
United States
3 Dec 2019
3
Episode 279: Blockchain Takes Over The Podcast
The views expressed in this podcast are those of the speakers and do not reflect the opinions of the firm.
United States
10 Oct 2019
4
DC District Court Upholds SEC's Conflict Mineral Due Diligence And Reporting Rule
The United States District Court for the District of Columbia rejected an industry challenge to a rule issued in August 2012 by the Securities and Exchange Commission, which implemented certain "conflict mineral" disclosure requirements mandated by the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010.
United States
13 Aug 2013
5
DC District Court Vacates SEC's Extractive Issuer Disclosure Rule
The United States District Court for the District of Columbia recently vacated the rule issued in 2012 by the Securities and Exchange Commission implementing the extractive issuer disclosure requirements of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
United States
18 Jul 2013
6
2012 FCPA Year In Review
2012 was another active year in anti-corruption enforcement, with US authorities still leading the pack.
United States
27 Feb 2013
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