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Searching Content indexed under Securities by Mayer Brown ordered by Published Date Descending.
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1
Navigating Frontier Markets Challenges And Rewards
Navigating Frontier Markets Challenges And Rewards.
United States
19 Jul 2019
2
SEC Publishes 2018 Government-Business Forum Final Report
The Securities and Exchange Commission recently released the final report from the 2018 Government-Business Forum on Small Business Capital Formation.
United States
16 Jul 2019
3
SEC Issues Concept Release On Harmonization Of Securities Offering Exemptions
On June 18, 2019, the US Securities and Exchange Commission (SEC) issued a concept release1 soliciting "
United States
16 Jul 2019
4
Top 10 Practice Tips: Debt Tender Offers
The following 10 practice points are intended to help you in assisting an issuer with a proposed debt tender offer for cash.
United States
15 Jul 2019
5
Bipartisan Legislation To Strengthen Disclosure Requirements For Foreign Companies Listed On U.S. Exchanges
Recently, a bipartisan bill was introduced in Congress that would require that U.S. listed foreign companies provide U.S. regulators access to accounting records tied to audit reports.
United States
12 Jul 2019
6
Senior Safe Act Fact Sheet
On May 23, 2019, the one-year anniversary of the Senior Safe Act's (the "Act") enactment, the SEC, the North American Securities Administrators Association (NASAA),
United States
12 Jul 2019
7
Commissioner Peirce On Women On Boards
On June 28, 2019, Commissioner Peirce of the Securities and Exchange Commission ("SEC") delivered a speech entitled "Baby on Board" at the Society for Corporate Governance National Conference.
United States
12 Jul 2019
8
SEC Issues Concept Release On Harmonization Of Securities Offering Exemptions
On June 18, 2019, the US Securities and Exchange Commission (SEC) issued a concept release soliciting "comment on possible ways to simplify, harmonize
United States
9 Jul 2019
9
FINRA Proposes Changes To Its Fund Communication Rules
On June 20, 2019, the Financial Industry Regulatory Authority, Inc. ("FINRA") proposed amendments to FINRA Rule 2210 (Communications with the Public)
United States
5 Jul 2019
10
The Trickle Before the Flood? SEC Filings with LIBOR Fallbacks for Syndicated Loans Steadily Rising
With global governmental authorities increasingly encouraging financial transaction parties to ramp up their preparation for LIBOR cessation, we have observed that a number of our clients are beginning to incorporate...
United States
1 Jul 2019
11
SEC Seeks Public Comment To Improve Exempt Offering Process
On June 18, 2019, the Securities and Exchange Commission (the "SEC") issued a concept release requesting public comment on ways to simplify, harmonize and improve the exempt offering process.
United States
1 Jul 2019
12
Components Of Regulation Best Interest
As we previously blogged, on June 5, 2019, the SEC adopted Regulation Best Interest. The final regulation includes obligations relating to disclosure, care, conflicts of interest
United States
28 Jun 2019
13
SEC Publishes Final Interpretation Of Investment Adviser Standard Of Conduct
On June 5, 2019, the SEC published an interpretation of the standard of conduct for investment advisers under the Investment Advisers Act of 1940.
United States
27 Jun 2019
14
Market Trends 2018/19: Cybersecurity Related Disclosures
This market trends article identifies comprehensive disclosures related to cybersecurity risks, including discussions about the potential reputational
United States
27 Jun 2019
15
Regulation Best Interest
On June 5, 2019, the Securities and Exchange Commission (SEC) adopted Regulation Best Interest (Rule 15l-1 under the Securities Exchange Act of 1934 (Exchange Act)),
United States
25 Jun 2019
16
Market Trends 2018/19: Registered Direct Offerings
This market trends article focuses on registered direct offerings, providing an overview of the market and covering recent notable transactions, deal structure and process, and legal and regulatory trends.
United States
19 Jun 2019
17
Market Trends 2018/19: U.S. Tariff Policies
This market trends article identifies disclosures related to U.S. Tariff Policies that offer more detailed discussions on the actual and potential effects for the particular registrants and concludes with...
United States
19 Jun 2019
18
Market Trends 2018/19: Business Development Companies
Business development companies (BDCs) are closed-end investment management companies that are specially regulated by the Investment Company Act of 1940, as amended (the 1940 Act).
United States
19 Jun 2019
19
Refresher: Using Free Writing Prospectuses For Structured Notes Offerings
With the SEC's Securities Offering Reforms in December 2005 came a new tool for offering securities: the free writing prospectus.
United States
13 Jun 2019
20
SEC Adopts Final Regulation Best Interest
At today's open meeting, the Securities and Exchange Commission adopted a final Regulation Best Interest, as well as additional guidance.
United States
11 Jun 2019
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