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Searching Content indexed under Securities by Rosali Pretorius ordered by Published Date Descending.
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The Securities Financing Transactions Regulation
The Regulation on Transparency of Securities Financing Transactions and of Reuse (2015/2365) (the SFTR) is a key part of the EU's initiative to reform shadow banking following the 2007-2008 financial crisis.
UK
27 Jan 2016
2
Financial Regulatory Developments (FReD) - July 3, 2015
Council and the European Parliament (EP) have agreed measures to improve the transparency of securities lending and repurchase transactions under the Securities Financing Transactions Regulation (SFT Regulation).
Worldwide
6 Jul 2015
3
Financial Regulatory Developments (FReD) - May 22, 2015
EP approves benchmarks Regulation: EP has approved the draft Regulation designed to curb conflicts of interest in the benchmark setting process.
European Union
22 May 2015
4
Financial Regulatory Developments (FReD) - May 15, 2015
ECON reports on benchmarks: The Economic and Monetary Policy Committee (ECON) within EP has published its report on the proposed Benchmarks Regulation.
Worldwide
15 May 2015
5
Crowded House
Post-financial crisis, many small businesses, unable to get bank financing in the wake of the tightening of bank capital rules, turned to crowdfunding.
UK
16 Feb 2015
6
MiFID 2: ESMA Publishes First Technical Advice
This article summarises ESMA's technical advice and consultation on standards under MiFID 2 published on 19 December 2014.
UK
31 Dec 2014
7
Financial Regulatory Developments (FReD) - 14 March 2014
Various changes to secondary legislation consequent on the changes to consumer credit regulation took effect on 7 March.
UK
18 Mar 2014
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