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Searching Content indexed under Securities by James Dowden ordered by Published Date Descending.
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SEC Charges Australian Mining Company For FCPA Violations Arising From Its Hospitality Program At The 2008 Beijing Olympics
On May 20, 2015, the U.S. Securities and Exchange Commission ("SEC") announced a $25 million settlement with Australian mining company BHP Billiton (the "Company") to resolve Foreign Corrupt Practices Act ("FCPA") charges arising from the Company's sponsorship of the 2008 Summer Olympics
United States
22 May 2015
2
SEC Enters Into First Deferred Prosecution Agreement With An Individual
The U.S. Securities and Exchange Commission ("SEC" or "Commission") announced on Tuesday that it entered into its first Deferred Prosecution Agreement ("DPA" or "Agreement") with an individual in connection with a possible enforcement action.
United States
16 Nov 2013
3
Government Enforcement Attorneys Analyze Amendments To Insider Trading Sentencing Guidelines And Appropriate Compliance
Government enforcement partners Chris Conniff (New York) and Jim Dowden (Boston), and securities litigation associate Brendon Carrington have written "Insider Trading Sentences Get Extra Bite" for the May 7 issue of Compliance Reporter.
United States
4 Dec 2012
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