Search
Searching Content indexed under Securities by Reginald Brown ordered by Published Date Descending.
Links to Result pages
 
1  
 
Title
Country
Organisation
Author
Date
1
SEC Approves Guidance On Public Company Cybersecurity Disclosures
On February 21, 2018, the Securities and Exchange Commission (SEC) approved an interpretive release updating guidance on public company disclosure and other obligations concerning cybersecurity matters.
United States
26 Feb 2018
2
Retroactive Civil Penalty Increases?
Over the past several months, many federal agencies have adopted rules significantly increasing the maximum civil monetary penalties (CMPs) they can potentially impose.
United States
11 Aug 2016
3
FinCEN Assesses $1 Million Civil Penalty Against Former Chief Compliance Officer And Partners With SDNY To Initiate Injunctive Action
As compliance professionals take a seat at their desks for another year of policing internal conduct at their firms, they face a new risk themselves: individual liability that could result in millions of dollars in fines and the effective end of their careers.
United States
5 Jan 2015
Links to Result pages
 
1