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Searching Content indexed under Securities by Roland Hlawaty ordered by Published Date Descending.
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The SEC Finally Embraces Social Media As An Acceptable Channel Of Communication For Regulation FD Purposes
Seeking to encourage issuers to use new forms of communication that enhance the flow of information to the investing public, the Securities and Exchange Commission issued a press release and related report to clarify that social media, such as Facebook and Twitter, can be considered acceptable channels of communication for purposes of complying with Regulation Fair Disclosure.
United States
15 Apr 2013
2
NYSE And NASDAQ Adopt Final Rules For Compensation Committees
On June 20, 2012, in furtherance of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010, the Securities and Exchange Commission adopted new Rule 10C-1 under the Securities Exchange Act of 1934.
United States
5 Feb 2013
3
NYSE And NASDAQ Adopt Final Rules For Compensation Committees
In furtherance of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010, the Securities and Exchange Commission adopted new Rule 10C-1 under the Securities Exchange Act of 1934.
United States
4 Feb 2013
4
NYSE And NASDAQ Issue Proposed Rules For Compensation Committees
On June 20, 2012, in furtherance of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010, the Securities and Exchange Commission adopted new Rule 10C-1 under the Securities Exchange Act of 1934 and amendments to Item 407 of Regulation S-K1 that, among other things, focused on ensuring the independence of compensation committee members by directing the national securities exchanges to "establish listings standards that … require each member of a listed issuer’s compensation commi
United States
22 Oct 2012
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