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Searching Content indexed under Securities by Courtney Worcester ordered by Published Date Descending.
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A Review Of Recent Whistleblower Developments - 15 April 2019
Whistleblower Developments is a periodic report covering significant cases, decisions, proposals, and legislation related to whistleblower statutes and how they may impact your business.
United States
1 May 2019
2
A Review Of Recent Whistleblower Developments - 28 January 2019
Whistleblower Developments is a periodic report covering significant cases, decisions, proposals, and legislation related to whistleblower statutes and how they may impact your business.
United States
31 Jan 2019
3
A Review of Recent Whistleblower Developments - 17 April 2018
Whistleblower Developments is a periodic report covering significant cases, decisions, proposals, and legislation related to whistleblower statutes and how they may impact your business.
United States
19 Apr 2018
4
Only Persons Who Report Security Violations To The SEC Are Whistleblowers Under Dodd-Frank: Supreme Court Decides Digital Realty Trust Case
The Supreme Court in Digital Realty Trust narrowed the definition of a whistleblower under the Dodd-Frank Act only to those persons who have provided information of a securities laws violation to the U.S. Securities and Exchange Commission (SEC), resolving a split between the Fifth and Ninth Circuits. Digital Realty Trust, Inc. v. Somers, ___ U.S. ___, No. 16-1276 (Feb. 21, 2018).
United States
23 Feb 2018
5
A Review Of Recent Whistleblower Developments - 12 April 2016
The extent to which the SEC would reward whistleblowers, who themselves engaged in wrongdoing, has been the subject of considerable debate since the SEC promulgated its Dodd-Frank Act whistleblower rules in 2011.
United States
14 Apr 2016
6
SEC Brings Enforcement Proceeding Relating To Confidentiality Agreements That May Stifle Whistleblowers
After repeated public statements warning companies that might seek to stifle whistleblowers, the SEC has brought its first enforcement action relating to language in confidentiality agreements.
United States
7 Apr 2015
7
A Review Of Recent Whistleblower Developments - October 2014
On July 31, 2014, the SEC awarded $400,000 to a whistleblower who had reported internally before providing information to the SEC.
United States
6 Oct 2014
8
A Review Of Recent Whistleblower Developments - July 2014
On June 3, 2014, the SEC announced a whistleblower award of $875,000 to be split evenly by two individuals who acted together in assisting the SEC.
United States
14 Jul 2014
9
SEC's Enforcement Action Against Hedge Fund Adviser For Retaliation Against A Whistleblower Highlights Challenges Employers Face
The SEC brought its first enforcement action for retaliation against a whistleblower under the Dodd-Frank Wall Street Reform and Consumer Protection Act.
United States
26 Jun 2014
10
A Review Of Recent Whistleblower Developments
The Supreme Court held that the Sarbanes-Oxley Act provides a right of action for retaliation for employees of (sub)contractors of public companies.
United States
9 Apr 2014
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