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Searching Content indexed under Securities by Judith Blank ordered by Published Date Descending.
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SEC Amends Municipal Bond Continuing Disclosure Rules
The compliance date is 180 days after the final rule is published in the Federal Register.
United States
22 Aug 2018
2
MSRB Issues Advisory On Selective Disclosure Of Material Information
The MSRB published an advisory on September 13 highlighting to municipal issuers, dealers and municipal advisors the importance of disclosing material information "fairly, equitably and in the public domain."
United States
18 Sep 2017
3
SEC Proposes Requiring Material Event Notices For Municipal Bank Loans And Other Private Placements
On March 1, the Securities and Exchange Commission (SEC) voted to propose amendments to Rule 15c2-12.
United States
3 Mar 2017
4
Mayor Settles SEC Enforcement Action For Municipal Bond Disclosure Violation
The Securities and Exchange Commission ("SEC") is continuing its scrutiny of the municipal market and using provisions of the Securities Exchange Act of 1934 previously unused in the municipal market to bring enforcement actions against individual public officials
United States
22 Nov 2014
5
SEC Modifies MCDC Initiative To Encourage Participation
On July 31, the Securities Exchange Commission announced modifications to its Enforcement Division's Municipalities Continuing Disclosure Cooperation Initiative.
United States
4 Aug 2014
6
SEC Continues To Act Against Municipal Issuers For Disclosure Failures
The Securities and Exchange Commission (the "SEC") continues its increased enforcement activity against municipal issuers.
United States
5 Aug 2013
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