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Searching Content indexed under Securities by Edward Baer ordered by Published Date Descending.
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1
Converting Traditional Open-End Funds into ETFs
The Securities and Exchange Commission (the "SEC") recently published a notice relating to an application for exemptive relief filed by Precidian
United States
27 May 2019
2
Notable September Developments In The Cryptocurrency Space
Notably, the order contained no analysis explaining the basis for the SEC's conclusion that the tokens were securities.
United States
1 Oct 2018
3
Proposed ETF Rule Seeks To Expand The ETF Market And Streamline The Requirements For Launching And Operating ETFs
As expected, the proposed ETF rule (the "Rule") codifies many aspects of the exemptive relief necessary to form and operate an ETF.
United States
6 Jul 2018
4
SEC Director Hinman's Remarks Confirm That Ether And Bitcoin Are Not Securities
On June 14, 2018, speaking at the Yahoo Finance All Markets Summit: Crypto event in San Francisco, William Hinman, Director of the SEC's Division of Corporation Finance, made news ...
United States
19 Jun 2018
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