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Searching Content indexed under Securities by Jeffrey Taft ordered by Published Date Descending.
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1
FDIC Proposes Changes To Securitization Safe Harbor Rule
Many banks have not made the investments in their systems to be able to provide asset-level data under the Reg AB requirements.
United States
29 Jul 2019
2
Federal Reserve Proposes Significant Revisions To Regulatory Control Rules
On April 23, 2019, the Board of Governors of the Federal Reserve System (the "Board") approved a long-awaited proposal (the "Control Proposal" or "Proposal") to revise its rules for determining
United States
17 May 2019
3
NASAA Proposes Investment Adviser Model Cybersecurity Rule
On September 23, 2018, the North American Securities Administrators Association, Inc. ("NASAA") ...
United States
9 Jan 2019
4
SEC Brings First Enforcement Action Under The Identity Theft Red Flags Rule
On September 26, 2018, the US Securities and Exchange Commission ("SEC") brought and settled charges against a registered broker-dealer/investment adviser (the "Registrant") for allegedly violating...
United States
25 Oct 2018
6
Final Regulation Implementing the Volcker Rule
The US federal financial regulators recently approved the much-anticipated joint final regulation implementing the Volcker Rule.
United States
19 Dec 2013
7
The Latest on TALF
Since our latest Client Update on the Term Asset-Backed Securities Loan Facility (TALF), the program has evolved in important ways.
United States
 
30 Mar 2009
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