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Searching Content indexed under Securities by Ezra Zahabi ordered by Published Date Descending.
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In Principle: 10 Things Authorised Firms Need To Know For 2019
In the 2018 edition of this publication, we ended the introduction with the line, "We can only hope that we will enter 2019 with greater certainty than 2018 as to how the regulatory landscape will look."
United States
6 Feb 2019
2
Securities Financing Transactions Regulation - Update
SFTR requires most EU based fund managers to make new detailed disclosures to investors about their use of certain financing structures.
UK
23 May 2017
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