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Searching Content indexed under Securities by Joel Cavanaugh ordered by Published Date Descending.
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SEC Issues $26M In Whistleblower Awards Over One-Month Period
In a clear sign of the increased awareness of the SEC's whistleblower program, the SEC awarded five whistleblowers a total of over $26 million for their assistance in four separate enforcement actions between May 13 and June 9.
United States
13 Jun 2016
2
SEC Issues $10M In Whistleblower Awards Over One-Week Period
May 13, 2016: the SEC awarded $3.5 million to a whistleblower who provided useful information in an ongoing investigation.
United States
9 Jun 2016
3
A Commonsense Explanation Of The SEC's Regulation Of Private Investment Funds
The SEC's regulatory strategy can be described as an attempt to create "community standards" for the private funds industry.
United States
29 Apr 2016
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