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Searching Content indexed under Securities by Todd McClelland ordered by Published Date Descending.
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CFTC And SEC To Coordinate Efforts On Virtual Currency Enforcement Actions
On January 25, Securities and Exchange ("SEC") Chairman Jay Clayton and Commodity Futures Trading Commission ("CFTC") Chairman J. Christopher Giancarlo jointly published an op-ed in The Wall Street Journal.
United States
6 Mar 2018
2
SEC Charges ICO Promoters With Defrauding Investors
On September 29, the SEC brought its first enforcement action in connection with an initial coin offering.
United States
28 Nov 2017
3
SEC Commissioner Discusses Risks Of New Technologies
The SEC's Commission Chairman also took the occasion to discuss the risks of blockchain, and SEC issued guidance on the technology.
United States
27 Nov 2017
4
SEC OCIE Director Discusses Cybersecurity Examinations
On October 17, the director of the SEC's Office of Compliance Inspections and Examinations delivered the keynote address at the National Society of Compliance Professionals 2016 National Conference.
United States
22 Nov 2016
5
SEC Chair Prioritizes Cybersecurity
She outlined the Commission's efforts to address the risks posed by cyber attacks and reaffirmed that Commission staff would continue to focus on cybersecurity and controls in 2016.
United States
14 Sep 2016
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