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Searching Content indexed under Securities by TMF Group ordered by Published Date Descending.
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Estándar Común de Reporte: medidas antievasivas
El cumplimiento del Estándar Común de Reporte no es una elección; es una obligación. Y las penalidades por incumplimiento son severas.
Worldwide
12 Oct 2018
2
How Difficult Is The Netherlands For Corporate Compliance?
The Netherlands came in at 17, while the UAE at number 1 is considered most complex, followed by Qatar and China.
Netherlands
28 Sep 2018
3
Application Of The Takeover Code Extended
In May, a number of changes were announced to the Takeover Code (the Code), one of which is the removal of the "Residency Test".
UK
10 Feb 2017
4
Three Common Mistakes Made When Incorporating A Business In The US
There are common mistakes made by companies looking to operate in the United States.
United States
6 Jun 2016
5
SEC's Office Of Compliance Inspections And Examinations 2016 Priorities
The SEC's Office of Compliance Inspections and Examinations recently released its 2016 Examination Priorities. The new priorities cover several areas of interest to firm managers, including liquidity control, cybersecurity, and fee evaluation.
United States
22 Feb 2016
6
SEC Clarifies Whistleblower Definition And Protection Policy
The broad definition of the term whistleblower has been used to describe a person who reports violations of securities laws.
United States
26 Oct 2015
7
SEC Increasing Scrutiny Of Municipal Bond Offerings
The SEC has promised to treat firms with leniency, provided all problems are self-reported.
United States
7 Oct 2015
8
What The Recent Successes Of The SEC's Whistleblower Program Means For Companies
Since the passing of Dodd-Frank in 2010, the Securities and Exchange Commission (SEC) has experienced increasing success with its whistleblower awards program with a pay out to date of over $50 million.
United States
10 Aug 2015
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