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Searching Content indexed under Corporate/Commercial Law by Ropes & Gray LLP ordered by Published Date Descending.
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1
SEC Issues Concept Release On Harmonization Of Securities Offering Exemptions: Potential Opportunities For Both Private Funds And Registered Funds
On June 18, 2019, the SEC published its Concept Release on Harmonization of Securities Offering Exemptions (the "Release")
United States
10 Jul 2019
2
A Guide To FCA Cooperation Credit For Life Sciences Companies
On May 7, 2019, the U.S. Department of Justice issued guidelines describing when and under what circumstances it will award cooperation credit in False Claims Act matters.
United States
9 Jul 2019
3
The IRS' New Large Corporate Compliance Program Targets Noncompliance Risks For Examination
On May 16, 2019, the Large Business and International (LB&I) Division of the IRS unveiled the Large Corporate Compliance (LCC) program.
United States
9 Jul 2019
4
SEC Adopts Regulation Best Interest And Issues Interpretive Release On The "Solely Incidental" Exclusion
On June 5, 2019, the SEC adopted two rules and published two interpretations "designed to enhance the quality and transparency of retail investors' relationships with investment advisers and broker-dealers."
United States
27 Jun 2019
5
SEC Adopts Form CRS (Client Relationship Summary) For Advisers And Broker-Dealers
On a June 5, 2019, the SEC adopted Form CRS ("relationship summary"), along with new and amended rules and forms, to improve retail investors' understanding of the different investment-related
United States
27 Jun 2019
6
IOSCO Report Underlines Cyber-Risk Standards For Financial Services Firms
Reflecting its ever-increasing importance on regulators' lists of priorities, the Board of International Organization of Securities Commissions ("IOSCO")...
United States
27 Jun 2019
7
SEC Releases Final Interpretation On Adviser Conduct Standard And Fiduciary Duty
On June 5, 2019, the SEC held an open meeting and issued a long-awaited final interpretation entitled "Commission Interpretation Regarding Standard of Conduct for Investment Advisers"
United States
24 Jun 2019
8
Dutch Child Labor Due Diligence Act Approved By Senate – Implications For Global Companies
The Dutch Senate has approved the Child Labor Due Diligence Act, which had been pending for more than two years
United States
12 Jun 2019
9
Ropes & Gray's Investment Management Update – April-May 2019
The following summarizes recent legal developments of note affecting the registered fund/investment management industry
United States
11 Jun 2019
10
A Fresh Look At Exclusive Forum Provisions
One common feature of large M&A transactions is the almost inevitable stockholder litigation challenging the transaction.
United States
11 Jun 2019
11
Podcast: Ropes & Gray's PEP Talk: General Solicitation By Private Equity Funds Under 506(c)
This new Ropes & Gray podcast series, The PEP Talk, Ropes & Gray's Private Equity Podcast, focuses on legal issues of interest to the private equity industry.
United States
6 Jun 2019
12
Practical Advice For Directors Of Distressed Companies
In normal circumstances, a director's primary duty (owed to the company, not the company's shareholders or the corporate group) is to promote the success of the company ...
United States
30 May 2019
13
Robare V. SEC: The D.C. Circuit "May" Have Punted On Key Disclosure Question, But Takes Clear Stand On "Willful" Conduct
On April 30, 2019, the U.S. Court of Appeals for the D.C. Circuit issued a long-awaited decision in Robare Group, LTD. v. SEC, providing valuable insight for investment ...
United States
29 May 2019
14
Sales Of Businesses In Distress
When a company enters a period of financial distress, directors must consider the interests of the company's creditors and, depending on the extent of the financial distress, may need to prioritise such interests over
UK
28 May 2019
15
Converting Traditional Open-End Funds into ETFs
The Securities and Exchange Commission (the "SEC") recently published a notice relating to an application for exemptive relief filed by Precidian
United States
27 May 2019
16
New DOJ Guidance Reflects An Evolution In The Evaluation Of Corporate Compliance Programs
On April 30, 2019, the DOJ's Criminal Division published an updated Evaluation of Corporate Compliance Programs Guidance Document ("the Guidance") for prosecutors to use in evaluating corporate compliance programs.
United States
17 May 2019
17
Concerns About Pay-To-Play Violations Amplify As 2020 Giving Ramps Up
As the 2020 Democratic presidential primary election field develops and new candidates join the race, more and more individuals are donating to their presidential candidates of choice.
United States
15 May 2019
18
Justices Could Trigger Sea Change For Tender Offer Suits
On April 15, 2019, the U.S. Supreme Court heard oral argument in Emulex Corp. v. Varjabedian.
United States
8 May 2019
19
Modern Slavery Compliance For U.S.-Based (And Other) Multinationals: A Review Of Recent Compliance And Disclosure Developments In The United States And Abroad
Modern slavery compliance is becoming a bigger focus at U.S.-based and other multinationals. Compliance continues to evolve at a rapid pace. Over the last several months,
United States
7 May 2019
20
Delaware Supreme Court Reaffirms Importance Of Deal Price In Appraisal Litigation
In Verition Partners Master Fund Ltd. v. Aruba Networks, Inc.,1 the Delaware Supreme Court again endorsed deal-price-minus-synergies as a foundational method for valuing companies
United States
7 May 2019
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