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Searching Content indexed under Corporate/Commercial Law by Geert Potjewijd ordered by Published Date Descending.
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1
2015 Report Shows Further Growth Of SEC Whistleblower Programme
Every year, the Securities and Exchange Commission reports on the results of its whistleblower programme.
United States
14 Dec 2015
2
Settlements In Brief: Notable Settlements In September And October
Enforcement actions by criminal and supervisory authorities are settled regularly.
United States
19 Nov 2015
3
Want To Settle? Report Those Involved First (Video Content)
The U.S. Department of Justice has published new guidelines outlining the new standards that companies must follow before they are eligible to reach a settlement.
United States
20 Oct 2015
4
Settlements In Brief: Notable Settlements In August And September
Enforcement actions by criminal and supervisory authorities are settled regularly. In light of these developments, companies are advised to take appropriate measures.
United States
20 Oct 2015
5
SEC Urges Courts To Extend Retaliation Protection To Internal Whistleblowers
The Securities and Exchange Commission recently issued new guidelines stating that the anti-retaliation provisions in the Dodd-Frank Act should also apply to staff who report misconduct internally.
United States
15 Sep 2015
6
Resource Guide To The US Foreign Corrupt Practices Act Revised
The Resource Guide to the U.S. Foreign Corrupt Practices Act has recently been revised for the first time by the U.S. Department of Justice and the Securities and Exchange Commission.
United States
15 Sep 2015
7
SEC To Pay Highest Possible Whistleblower Award In First Retaliation Case
In the first anti-retaliation case against a New York-based hedge fund advisory firm, the SEC recently announced that the whistleblower at the centre of the case would receive the highest possible award.
United States
12 Jun 2015
8
Caution: Having A Deficient Whistleblowing And Compliance System May Have Consequences
The SEC announced two whistleblowing cases in April 2015. In the first case, the SEC issued a whistleblowing award between USD 1.4 and 1.6 million.
United States
12 May 2015
9
Dutch Government Appears To Tighten Grip On Independent Conduct Supervision
Internal discussions on whether members of the AFM’s supervisory board can hold positions in companies or financial institutions prompted the Minister of Finance to conduct an integrity audit.
Netherlands
13 Feb 2015
10
De Brauw’s EU Document Retention Guide Updated
Companies are increasingly looking for ways to address their ever-increasing volume of records.
European Union
13 Feb 2015
11
Prepare And Beware: New Law To Prevent Financial And Economic Crimes
Legislation extending existing measures to combat financial and economic crime entered into force on 1 January 2015.
Netherlands
13 Feb 2015
12
Settlements In Brief: Recent Cases Show Importance Self-Reporting And Remedial Action
Enforcement action by criminal and supervisory authorities is settled regularly.
United States
13 Feb 2015
13
Court Of Appeal Rules On Disclosure Of Price-Sensitive Information
Supermarket chain Super de Boer should have intervened earlier to avoid possible insider trading. An appeals court recently decided this in proceedings following Jumbo’s takeover of Super de Boer in 2009.
Netherlands
19 Dec 2014
14
Recent AFM Fines: An Important Warning Shot For Financial Undertakings
A number of administrative fines imposed by the AFM were recently published.
Netherlands
19 Dec 2014
15
Transparency International Makes Recommendations On Transparency Of Corporate Reporting
Transparency International has recently assessed the transparency of reporting by the world’s largest publicly- traded companies.
Netherlands
18 Dec 2014
16
Fewer Hurdles For Chinese Outbound Investments
The need to obtain government approvals often sets Chinese investors back when making outbound investments.
China
17 Feb 2014
17
SEC Attempts Six-Month Ban On Chinese Affiliates Of Big Four
A long-running dispute between US and Chinese Regulators over providing audit documents of US-listed Chinese companies has taken new turns.
China
16 Feb 2014
18
Emerging Trend: Merger Of International Companies Into A New Dutch Top Holding Company
The recent trend of using Dutch top holding companies in international mergers underlines the position of the Netherlands as a neutral country with a sophisticated and flexible legal and governance system.
Netherlands
27 Jan 2014
19
New Report Reviews Compliance Practices In China
Foreign companies doing business in China are likely to encounter local cultural conventions that conflict with the legal and ethical rules under which they are required to operate.
China
17 Dec 2013
20
Chinese Government Expands RMB Qualified Foreign Regime
The Chinese government has always held a tight grip on the cross-border movement of Renminbi, but over the last years it has been slowly easing restrictions.
Netherlands
17 Jul 2013
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