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Searching Content indexed under Corporate/Commercial Law by Laura Bilas ordered by Published Date Descending.
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SEC Adds Two New Events To Rule 15c2-12: Could Have Far-Reaching Impact On Issuers And Obligors Of Municipal Securities
On August 20, 2018, the Securities and Exchange Commission ("SEC") issued Release No. 34-83885 (the "Release") adding two new events (the "New Events") ...
United States
5 Sep 2018
2
The SEC's Proposed Changes To Rule 15c2-12 Could Have Far-Reaching Impact On Issuers And Obligors Of Municipal Securities
On March 1, 2017, the SEC issued Release No. 34-80130 proposing several amendments to its Rule 15c2-12 that would add two new events to the list of events that must be included...
United States
23 Mar 2017
3
The MCDC Initiative And Recent Modifications: Window For Issuers And Obligated Persons Now Closes On December 1, 2014, While Underwriters Window Still Set To Close On September 9, 2014
The SEC has expressed significant concern that many issuers have not been complying with their obligation to file continuing disclosure documents.
United States
11 Aug 2014
4
The MCDC Initiative: Window Closes On September 10, 2014
The SEC has expressed significant concern that many issuers have not been complying with their obligation to file continuing disclosure documents.
United States
12 Jun 2014
5
New SEC Chair: What It May Mean For The Municipal Securities Market
Participants in the municipal securities market should take particular interest in the appointment of Elisse B. Walter as chair of the SEC.
United States
31 Dec 2012
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