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Searching Content indexed under Corporate/Commercial Law by Susan Muck ordered by Published Date Descending.
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SEC Fines Life Sciences Company for Regulation FD Violations
For the first time in six years, the U.S. Securities and Exchange Commission issued an enforcement action against a company solely for Regulation FD violations. On Aug. 20
United States
28 Aug 2019
2
What's Going On With Securities Class Action And Derivative Litigation?
Fenwick securities enforcement co-chair Susan Muck talked about the latest in securities class action and derivative litigation at the 2019 PLUS D&O Symposium in New York.
United States
21 Feb 2019
3
Harvard Law School Forum On Corporate Governance And Financial Regulation: SEC Scrutiny Of Secondary Market Trading
In an unprecedented one-day blitz, the Chair of the Securities and Exchange Commission was joined by the SEC Enforcement Director in events in Silicon Valley and San Francisco on March 31 focused on one message...
United States
27 Apr 2016
4
Securities Enforcement Alert: SEC Increases Scrutiny Of "Unicorns" And Other Private Companies And Secondary Market Trading Of Pre-IPO Shares
In an unprecedented one-day blitz, the Chair of the Securities and Exchange Commission was joined by the SEC Enforcement Director in events in Silicon Valley and San Francisco on March 31...
United States
10 Apr 2016
5
Delaware Chancery Court Rejects Allegations Assailing Independence Of VC Directors In Dismissing Derivative Suit
A recent Delaware Chancery Court decision dismissing derivative fiduciary duty claims has significance for public companies with board members who are associated with venture capital firms.
United States
7 Sep 2015
6
SEC Announces $30 Million Whistleblower Award To Non-U.S. Resident
The SEC announced that it expected to award between $30 and $35 million to a non-U.S. whistleblower who provided the SEC with information.
United States
29 Sep 2014
7
Ninth Circuit Issues Key Ruling On Pleading Of Loss Causation In Securities Class Actions
The Ninth Circuit issued a key opinion on the pleading of loss causation in securities class actions.
United States
11 Aug 2014
8
Ninth Circuit Affirms District Courtīs Dismissal Of Securities Class Action
On November 26, 2008, the US Court of Appeals for the Ninth Circuit affirmed the dismissal of a securities fraud lawsuit brought by Glazer Capital Management against InVision Technologies, Inc. and two of its executive officers.
United States
15 Dec 2008
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