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Searching Content indexed under Corporate/Commercial Law by Ralph F. MacDonald III (Chip) ordered by Published Date Descending.
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1
The Fed's Small BHC Policy Statement—Regulatory Relief For Bank Growth And Acquisitions
The Policy Statement is a compelling reason to have a bank or thrift holding company.
United States
21 Aug 2017
2
Bank Mergers: Managing Regulatory Issues And Termination Risks
Mergers and acquisitions of bank holding companies and banks are subject to lengthy and sometimes unpredictable regulatory scrutiny and application processing between signing and closing.
United States
14 Feb 2017
3
美国金融犯罪执法网络发布关于账户的实益拥有人的尽职调查程序的常见
On July 19, 2016, the U.S. Treasury's Financial Crimes Enforcement Network ("FinCEN"), issued its Frequently Asked Questions Regarding Customer Due Diligence Requirements for Financial Institutions.
United States
23 Aug 2016
4
美国金融犯罪执法网络发布关于账户的实益拥有人的尽职调查程序的常见
On July 19, 2016, the U.S. Treasury's Financial Crimes Enforcement Network ("FinCEN"), issued its Frequently Asked Questions Regarding Customer Due Diligence Requirements for Financial Institutions.
United States
22 Aug 2016
5
Financial Crimes Enforcement Network Releases Faqs On Diligence Procedures For Beneficial Owners Of Accounts
On July 19, 2016, the U.S. Treasury's Financial Crimes Enforcement Network ("FinCEN"), issued its Frequently Asked Questions Regarding Customer Due Diligence Requirements for Financial Institutions ("FAQs").
United States
8 Aug 2016
6
New Guidance On Customer Identification In Prepaid And Other Card Programs
Prepaid cards are recognized, mainstream financial products, used by individuals and private- and public-sector entities.
United States
13 Apr 2016
7
Volcker Rule Highlights And Initial Reactions
On December 10, 2013, five financial regulatory agencies adopted a final rule to implement the prohibitions on engaging in proprietary trading, and on owning, sponsoring or having certain relationships with hedge funds or private equity funds.
United States
3 Jan 2014
8
SEC Approves New Rules Regarding General Solicitation In Certain Private Offerings And Adopts "Bad Actor" Provisions
The SEC recently adopted amendments to rules regarding general solicitation in securities offerings under Rule 506 or Rule 144A to implement provisions of the JOBS Act.
United States
23 Jul 2013
9
Securities And Exchange Commission Gives Guidance To Non-U.S. Broker-Dealers Through Rule 15a-6 FAQs
The U.S. Securities and Exchange Commission's Division of Trading and Markets has recently released answers to frequently asked questions concerning Rule 15a-6.
United States
14 May 2013
10
U.S. DOJ Challenge To Consummated Transaction Highlights Danger Of Bad Documents
The U.S. Department of Justice has filed an antitrust lawsuit challenging a June 2012 transaction combining two providers of product rating and review platforms (PRR platforms) used to collect and display consumer-generated online product feedback.
United States
18 Jan 2013
11
FDIC Failed Bank Director And Officer Claims – Recent Court Decisions Better Define The Landscape
Since the current cycle of bank failures began in 2008, the FDIC has authorized suits for director and officer ("D&O") liability against 427 individuals in connection with 49 failed banks.
United States
22 Mar 2012
12
Value Appreciation Instruments In FDIC-Assisted Acquisitions
Since the beginning of 2008 through May 2011, 366 banks and thrifts have failed in the United States
United States
20 Jun 2011
13
Capital For Banks From The Treasury's Small Business Lending Fund—Apply By May 16 And Consider Terms Before Closing
The Small Business Lending Fund ("SBLF") was approved as part of the Small Business Jobs and Credit Act of 2010 (the "Act"), which was signed into law on September 27, 2010. The Act, including the SBLF, is intended to promote small businesses and job growth.
United States
4 May 2011
14
FDIC Delays The PPIP Legacy Loan Program To Focus On Public-Private Programs To Sell Assets From Failed Banks
On June 3, the Federal Deposit Insurance Corporation (the "FDIC") announced that a pilot sale of assets under the Legacy Loans Program component of the Public-Private Investment Program ("PPIP"), initially scheduled for June, will be postponed indefinitely.
United States
10 Jun 2009
15
The Federal Reserve´s Term Asset-Backed Securities Loan Facility ("TALF") Update: Legacy CMBS And Other Developments
The Board of Governors of the Federal Reserve System (the "Federal Reserve") announced on May 19 that, beginning in July, it will include certain outstanding, U.S. dollar-denominated commercial mortgage-backed securities not issued by a U.S. government agency, instrumentality, or sponsored enterprise ("CMBS") issued before January 1, 2009 ("Legacy CMBS") as eligible collateral under the Federal Reserve's Term Asset-Backed Securities Loan Facility ("TALF").
United States
4 Jun 2009
16
The Federal Reserve´s Term Asset-Backed Securities Loan Facility ("TALF") Update
In April 2009, Jones Day issued Commentaries on the Term Asset-Backed Securities Loan Facility ("TALF") and the Public-Private Investment Program ("PPIP").
United States
18 May 2009
17
The FDIC Temporary Liquidity Guarantee Program: FDIC Final Rule Makes Program More Useful But Requires Quick Decisions
The FDIC announced its Temporary Liquidity Guarantee Program (the "TLG") on October 14, 2008.
United States
8 Dec 2008
18
TARP Capital Purchase Program Extended To Qualifying Nonpublic Financial Institutions
The Treasury announced, late on November 17, its new TARP Capital Purchase Program ("CPP") for qualifying financial institutions that are not publicly traded" (the "Private Company CPP").
United States
25 Nov 2008
19
Private Equity Investments In Bank Holding Companies: The Fed Expands And Clarifies Opportunities
On September 22, 2008, the Federal Reserve issued a new policy statement that expands the ability of private equity funds, hedge funds, and other investors to make meaningful investments in bank holding companies and banks without subjecting themselves to regulation under the Bank Holding Company Act of 1956 (the "BHC Act").
United States
1 Oct 2008
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