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Searching Content indexed under Corporate/Commercial Law by Michael Huertas ordered by Published Date Descending.
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Key Regulatory Developments In The EU - July 26, 2019
The ESMA has published its annual peer review report on the overall supervision of EU Central Counterparties (CCPs) by National Competent Authorities (NCAs).
European Union
2 Aug 2019
2
Key Regulatory Developments In Germany - July 26, 2019
Topics (selection): Bank liquidation / BaFin event on technical cooperation / Outsourcing of banks / Cooperation with Japan / Stronger supervision of subordinated loans
Germany
2 Aug 2019
3
ESMA Q&As Updated To Clarify Prospectus And Transparency Rules In Case Of No-Deal Brexit
As part of the continued preparation for a No-Deal Brexit, the European Securities and Markets Authority (ESMA) on January 31, 2019 and subsequently on April 8, 2019, amended some of its Questions
European Union
1 May 2019
4
Key Regulatory Developments In The EU - February 2019
Report on FinTech and market structure in financial services.
European Union
8 Mar 2019
5
ESMA's 2019 Supervisory Convergence Work Programme And Its Supervisory Priorities – What Does It Mean For Market Participants?
On February 6, the European Securities and Markets Authority (ESMA) published its 2019 Supervisory Convergence Work Programme (SCWP).
UK
5 Mar 2019
6
ESMA And EBA Publish Supervisory Policy Statements On Crypto-Assets
The EBA and more recently its sister ESAs, ESMA, as well as EIOPA have used 2018 to accelerate their further policymaking or delivery of actions that flow from various "FinTech Action Plans as well as ...
European Union
29 Jan 2019
7
Key Regulatory Developments In The EU – December 2018
EBA published final Guidelines on disclosure of non-performing and forborne exposures
UK
17 Jan 2019
8
Consilium Agrees Position On IFR And IFD – Moving To A New Prudential Regulatory Regime For Investment Firms
On January 7, 2019 the Council or "Consilium" of the European Union, which is part of the EU bicameral legislature and represents the executive governments of the EU's Member States ...
European Union
17 Jan 2019
9
Key Regulatory Developments In The EU - December 21, 2018
EBA published final Guidelines on disclosure of non-performing and forborne exposures
European Union
3 Jan 2019
10
New Cyber-resilience Oversight Expectations May Carry Compliance Challenges
Getting cyber-resilience right matters. In July 2018, we published our analysis1 on the European Central Bank's (ECB) first foray into setting its expectations on cyber-resilience.
Germany
14 Dec 2018
11
Key Regulatory Developments In The EU - November 2018
The Financial Stability Board (FSB) published reports on implementation of Over-the-Counter (OTC) derivatives reforms and removal of legal barriers
European Union
5 Dec 2018
12
Key Regulatory Developments In Germany – November 2018
The German Ministry of Finance published a Draft bill (Referententwurf) on the further implementation of the EU Prospectus Ordinance and on the amendment of financial market laws.
Germany
5 Dec 2018
13
What The European Securities And Markets Authority's (ESMA) Extension To Product Intervention Measures And Its "Summer Findings" Means For Providers And Participants
On August 24, 2018, ESMA announced, in its first use of this power, an extension of the existing ban from October 2, 2018 for binary options for those products it has not exempted from the further extension.
Germany
26 Oct 2018
14
Key Regulatory Developments In The EU - September 28, 2018
IOSCO guidance addressed conflicts of interest and conduct risks in equity capital raising
European Union
2 Oct 2018
15
What Do EIOPA's Own "Supervisory Principles On Relocations" (SPoRs) Plus A Proposal For A "Recovery And Resolution Plan" (RRP) Regime Mean For (Re)Insurers?
On July 11, 2017, the Frankfurt based European Insurance and Occupational Pensions Authority (EIOPA) released an "Opinion on supervisory convergence in light of the United Kingdom withdrawing from the EU" ...
European Union
14 Sep 2018
16
European Union
9 Sep 2018
17
Getting SMEs On IPO Financing Track
While the ‘crypto hype' seems to have the finance industry firmly under its spell, the EU Commission is persistently continuing its goal to develop a more attractive regulatory framework supporting access to...
European Union
9 Aug 2018
18
Key Regulatory Developments In The EU - June 20, 2018
EBA provides clarity to market participants for the implementation of the technical standards on strong customer authentication and common and secure communication under the PSD2
European Union
26 Jun 2018
19
Key Regulatory Developments In Spain
The Spanish regulator CNMV has published a Q&A document regarding Fintech.
Spain
18 May 2018
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