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Searching Content indexed under Corporate/Commercial Law by Kate Ross ordered by Published Date Descending.
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Commercial Division Justices Provide Dueling Approaches To Discovery Stays In State Court Securities Litigation
In In re Everquote, Inc. Securities Litigation, 2019 N.Y. Slip Op. 29242, No. 651177/2019, 2019 WL 3686065 (Sup. Ct. N.Y. Cnty. Aug. 7, 2019),
United States
16 Aug 2019
2
New York Commercial Division Justices Provide Dueling Approaches To Discovery Stays In State Court Securities Litigation
In In re Everquote, Inc. Securities Litigation, 2019 N.Y. Slip Op. 29242, No. 651177/2019, 2019 WL 3686065 (Sup. Ct. N.Y. Cnty. Aug. 7, 2019)...
United States
16 Aug 2019
3
New Bill Seeks To Bring Clarity To Insider Trading Law
On May 7, 2019, Representative James Himes (D-Conn) introduced the "Insider Trading Prohibition Act" (H.R. 2534). The proposed legislation would amend the Securities and Exchange Act of 1934
United States
6 Aug 2019
4
FINRA Announces 2019 Regulatory Priorities
On January 22, 2019, the Financial Industry Regulatory Authority, Inc. ("FINRA") released its annual priorities letter highlighting its regulatory program's points of emphasis for the coming year.
United States
5 Feb 2019
5
SEC Tightens Alternative Trading Platform Oversight
On July 18, 2018, the SEC ramped up its oversight of alternative trading systems ("ATSs") by adopting a series of rule amendments imposing public disclosure requirements ...
United States
1 Oct 2018
6
New York Court Of Appeals Rules That Civil Securities Fraud Claims Brought Under Martin Act Are Subject To Three-Year Statute Of Limitations
The Court's decision narrows the window of opportunity to assert civil securities fraud claims under the Martin Act's more forgiving standard.
United States
19 Jul 2018
7
Supreme Court Resolves Circuit Split On Scope Of Whistleblower Protections
The decision resolved a circuit split over whether such reporting is required for recovery under the Act's retaliation provisions.
United States
2 Mar 2018
8
The Numbers Don't Lie: The SEC Pursues A More Streamlined Enforcement Agenda
One of the most eye-catching items in the recently released 2017 Annual Report of the Enforcement Division of the Securities and Exchange Commission ...
United States
1 Dec 2017
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