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Searching Content indexed under Corporate/Commercial Law by Louis Rambo ordered by Published Date Descending.
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SEC Identifies Policies, Procedures And Disclosures Related To Registered Investment Advisers' Proxy Voting Responsibilities And Proxy Voting Advice
On August 21, 2019, the Securities and Exchange Commission issued two interpretive releases involving proxy voting and proxy voting advice.
United States
16 Sep 2019
2
Hypothetical Risk Factors Pose A Real Risk
On July 24, 2019, the Securities and Exchange Commission (the "SEC") announced charges against Facebook Inc. ("Facebook")
United States
2 Aug 2019
3
Division Of Corporate Finance Releases Updated C&DIs
While such individuals and groups must still be reported, this C&DI provides some flexibility in the manner of reporting.
United States
21 Jun 2018
4
New SEC Probe Of ICO Issuers And SAFT Structure
The Wall Street Journal recently reported that the SEC has issued dozens of subpoenas and information requests in connection with sales and pre-sales of initial coin offerings.
United States
14 Mar 2018
5
Further SEC Action And Guidance With Respect To ICOs And Cryptocurrencies
The SEC took two additional steps today in its regulation and oversight of the initial coin offering ("ICO") and cryptocurrency markets.
United States
12 Dec 2017
6
SEC Chairman Jay Clayton's Remarks On ICOs
In his remarks at a recent Practicing Law Institute program on securities regulation, Securities and Exchange Commission Chairman Jay Clayton once again addressed Initial Coin Offerings, or ICOs.
United States
15 Nov 2017
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