Search
Searching Content indexed under Corporate/Commercial Law by Joseph Morales ordered by Published Date Descending.
Links to Result pages
 
1  
 
Title
Country
Organisation
Author
Date
1
With...Legal And Business Insights | Episode 4: With... A Brief Look
Join our host Joe Morales as he discusses recent legal developments including details regarding a U.S. Supreme Court case.
United States
21 May 2019
2
Brett Favre Sued For US$16 Million In Connection With Failed Startup
As mentioned in an earlier post, the importance of athletes and entertainers engaging qualified advisors to vet endorsement opportunities, brand ambassadorships, investments, and other similar opportunities cannot be...
United States
1 Feb 2018
3
SEC Halts Alleged Initial Coin Offering Scam Endorsed By Evander Holyfield
An ICO is a trendy way for companies to raise capital by distributing cryptocurrency tokens to investors in exchange for cash.
UK
1 Feb 2018
4
U.S. Corporate Law News: Delaware Chancery Court Limits Valuation As Proper Purpose For A Stockholder's Demand To Inspect Books And Records
In a recently decided case, the Delaware Court of Chancery held that valuation of stock can serve as a proper purpose for a stockholder demanding to inspect the books and records of a corporation...
United States
13 Nov 2017
5
U.S. Corporate Law News: FINRA Seeks Comments On Arbitration Proposals
The Financial Industry Regulatory Authority (FINRA) recently requested comments on two aspects of its arbitration program.
United States
13 Nov 2017
6
U.S. Corporate Law News: SEC Proposes Rules To Modernize And Simplify Disclosures
In order to fulfill a mandate under the Fixing America's Surface Transportation (FAST) Act...
United States
1 Nov 2017
7
U.S. Corporate Law News: U.S. Treasury Department Recommends Capital Markets Reforms
The U.S. Treasury Department has issued a series of recommendations aimed at reforming various aspects of U.S. capital markets.
United States
1 Nov 2017
8
U.S. Corporate Law News: SEC Chief Accountant Delivers Remarks On Initial Coin Offerings
At the American Institute of Certified Public Accountants' National Conference on Banks & Savings Institutions, SEC Chief Accountant Wesley Bricker commented on financial reporting implications...
United States
24 Oct 2017
9
U.S. Corporate Law News: FINRA Announces SEC Approval Of Proposal To Revise FINRA Rule 1200 Series
FINRA recently announced that the SEC has approved FINRA's rule proposal to restructure and streamline competency exams and broaden opportunities for prospective securities professionals...
United States
24 Oct 2017
10
U.S. Corporate Law News: SEC Chairman Provides Update On EDGAR System Cyber Intusion
SEC Chairman Jay Clayton recently provided an update on the SEC's investigation of the 2016 cyber intrusion into its EDGAR system.
United States
24 Oct 2017
11
U.S. Corporate Law News: SEC Offers Regulatory Relief For Victims Of Hurricanes Harvey, Irma And Maria
The SEC recently announced regulatory relief for publicly traded companies, investment companies and others impacted by Hurricanes Harvey, Irma and Maria.
UK
17 Oct 2017
12
U.S. Corporate Law News: U.S. Department Of Justice Challenges Parker-Hannifin's Acquisition Of CLARCOR
The DOJ's challenge occurred after the acquisition closed even though the transaction was reportable under the Hart-Scott-Rodino Act.
United States
17 Oct 2017
13
Connecticut Uniform Limited Liability Company Act
Effective July 1, 2017, the Connecticut Uniform Limited Liability Company Act (the "New Act") will replace the current Connecticut Limited Liability Company Act (the "Existing Act"). The
UK
14 Jul 2017
14
Federal Court Addresses False Rule 13a-14 Certifications; Software License Sales May Be Subject To UK Agency Regulations; And CFTC Signs An MOU With Mexican Authorities
A U.S. Court of Appeals recently ruled that the SEC has a cause of action against CEOs and CFOs who provide a false certification under Exchange Act Rule 13a-14.
Worldwide
28 Sep 2016
15
September 19, 2016 Corporate News Update
This edition features penalties imposed by the SEC against multiple investment advisory firms, the NYSE revising its Equity Compensation Plan FAQs for the first time in nearly a decade...
UK
20 Sep 2016
16
Corporate News Roundup 4/25/16: Modernizing Regulation S-K; DOJ Sues ValueAct; PE Funds Found Liable For ERISA Withdrawal Liability; Proposed Amendments To DGCL
In April 2016, the SEC issued a concept release soliciting public comments on modernizing and improving certain business and financial disclosure requirements under Regulation S-K...
United States
4 May 2016
Links to Result pages
 
1