Search
Searching Content indexed under Corporate/Commercial Law by Julie Bauman ordered by Published Date Descending.
Links to Result pages
 
1  
 
Title
Country
Organisation
Author
Date
1
SEC Enforcement's Annual Report Prioritizes Retail Investors, Cryptocurrency, Cybercrime, And Individual Accountability
In fiscal year 2018, the SEC brought 821 enforcement actions, an approximately 8.8% increase from last year.
United States
3 Dec 2018
2
Supreme Court Deals Blow To SEC By Applying Five-Year Statute Of Limitations To Disgorgement Remedies In SEC Enforcement Actions
On June 5, 2017 the Supreme Court dealt a significant setback to the Securities and Exchange Commission ("SEC") by limiting its power to extract ill-gotten profits from securities laws violators.
United States
10 Jul 2017
3
Ninth Circuit Severely Limits "Rogue Employee" Exception For Corporations In Securities Fraud Cases
ChinaCast Education Corporation is a postsecondary education service provider in China with shares listed on the NASDAQ stock exchange.
United States
27 Nov 2015
Links to Result pages
 
1