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Searching Content indexed under Corporate/Commercial Law by Daniel Nelson ordered by Published Date Descending.
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First Securities Lending Transaction Using Blockchain Technology Completed
It was reported this month that ING Groep NV and a major international bank recently completed the first live securities lending transaction settled using distributed ledger technology ("DLT").
United States
20 Mar 2018
2
Answering The Call For Better Coordination In Providing Veterans Services
Serving veterans is a vital part of Prosakuer's pro bono and corporate social responsibility initiatives.
United States
21 Feb 2018
3
FINRA Introduces Revised Sanction Guidelines
FINRA recently released updated and revised Sanction Guidelines and an accompanying Regulatory Notice that, among other things, call for stricter penalties against broker-dealers who commit fraud or violate suitability rules.
United States
15 May 2015
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