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Searching Content indexed under Corporate/Commercial Law by James Duncan ordered by Published Date Descending.
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FINRA Proposes Substantive And Organizational Amendments To Corporate Financing Rule
On April 25, 2019, the Financial Industry Regulatory Authority, Inc. ("FINRA") filed proposed amendments to FINRA Rule 5110.
United States
19 Jun 2019
2
Brexit And Other Key Issues For CFOs And Corporate Treasurers
On June 23, 2016, the UK electorate voted to leave the European Union in an advisory Referendum.
United States
14 Jul 2016
3
SEC Issues Proposed Rules On Cross-Border Security-Based Swap Activities
The SEC has proposed a long-awaited set of rules that provides its own contribution to the running debate over how US rules should apply to cross-border activity in derivatives.
United States
1 Jul 2013
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