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Searching Content indexed under Technology by Jeffrey Taft ordered by Published Date Descending.
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Other States Join California In Passing (And Others Are Trying To Pass) Stricter Data Privacy And Security Legislation
While most companies are squarely focused on the California Consumer Privacy Act (CCPA), 2019 has seen other major developments on data privacy and security.
United States
9 Aug 2019
2
US Federal Trade Commission Proposes Prescriptive Data Security Requirements And Other Updates To Its Gramm-Leach-Bliley Act Regulations
On March 5, 2019, the Federal Trade Commission (the "FTC" or the "Commission") proposed a number of revisions to its Gramm-Leach-Bliley Act1 ("GLBA") regulations.
United States
3 Apr 2019
3
National Futures Association Adopts Notification Requirement For Certain Cybersecurity Incidents
On January 7, 2019, the National Futures Association ("NFA") announced that it had adopted amendments to its information security requirements that include a cybersecurity incident
United States
24 Jan 2019
4
NASAA Proposes Investment Adviser Model Cybersecurity Rule
On September 23, 2018, the North American Securities Administrators Association, Inc. ("NASAA") ...
United States
9 Jan 2019
5
5 Considerations For General Counsels Regarding The New York Cybersecurity Regulations
The cybersecurity regulation ("CyberRegs") adopted by the New York State Department of Financial Services ("NYDFS")
United States
6 Nov 2018
6
Ohio's New Cybersecurity Law: Creating A Data Breach Safe Harbor
Policymakers long have wrestled with how to enhance private-sector cybersecurity without imposing prescriptive one-size-fits-all requirements ...
United States
25 Oct 2018
7
SEC Brings First Enforcement Action Under The Identity Theft Red Flags Rule
On September 26, 2018, the US Securities and Exchange Commission ("SEC") brought and settled charges against a registered broker-dealer/investment adviser (the "Registrant") for allegedly violating...
United States
25 Oct 2018
8
California Enacts TILA-Like Requirements For Business-Purpose Loans
New California legislation will impose disclosure requirements, similar to those under the federal Truth in Lending Act, on commercial-purpose loans of $500,000 or less, including arrangements...
United States
10 Oct 2018
9
TILA For Business Loans And Purchases Of Receivables? Factors, MCAs, Fintechs And Commercial Lenders Subject To New CA TILA-Like Disclosure Rules
California enacts a first-of-its-kind legislation imposing disclosure requirements on commercial purpose loans similar ...
United States
9 Oct 2018
10
If Only: US Treasury Department Report Creates A Wish Tree Of Financial Reform For Fintech
Regardless of whether its recommendations are achievable in whole or in part or merely aspirational, the US Department of Treasury's ("Treasury") report issued on July 30, 2018...
United States
10 Sep 2018
11
OCC Adopts Policy Statement On Fintech Eligibility For US National Bank Charters
The Office of the Comptroller of the Currency (OCC) announced July 31, 2018, that it will begin accepting national bank charter applications from financial technology companies.
United States
9 Aug 2018
12
Vision 2020 and NMLS 2.0 Focus on the Future of Fintech
Last week was busy for the financial technology industry (Fintechs) and non-bank regulators.
United States
19 May 2017
13
Sharpening Your Staff - Four Steps To Improve Cybersecurity Through Training And Testing
Although financial institutions have developed written information security and incident response plans to help mitigate their cybersecurity risk, implementing certain aspects of these plans remains a work in progress.
United States
14 Oct 2016
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