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SEC To Examine Cybersecurity Preparedness At More Than 50 Registered Broker-dealers And Investment Advisers
On April 15, 2014, the Securities and Exchange Commission's (SEC) Office of Compliance Inspections and Examinations (OCIE) issued a "Risk Alert" announcing steps being taken by the OCIE to assess cybersecurity preparedness in the securities sector.
United States
23 Apr 2014
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