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Searching Content indexed under Data Protection by Mark Highman ordered by Published Date Descending.
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CFTC Commissioner Proposes Improvements In Agency Data Protection
CFTC Commissioner Dawn Stump proposed various measures for the CFTC to improve CFTC data protection.
United States
12 Mar 2019
2
FINRA Sanctions Firm For Supervisory Failures Following Hack Of Customer Account
A regional broker-dealer agreed to pay $50,000 to settle FINRA charges of supervisory failures after the firm transferred funds from a customer's account to accounts controlled by a hacker.
United States
29 Aug 2018
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