Search
Searching Content indexed under Corporate Crime by Cadwalader, Wickersham & Taft LLP ordered by Published Date Descending.
Links to Result pages
 
1  
 
Title
Country
Organisation
Author
Date
1
NASAA Summarizes Recent Enforcement Trends
The North American Securities Administrators Association ("NASAA") identified recent enforcement trends in an annual summary of enforcement actions.
United States
17 Oct 2018
2
Medical Technologies Company Settles FCPA Charges
A medical technologies firm agreed to pay a $7.8 million penalty to settle SEC charges for violating the books and records and internal accounting controls provisions ...
United States
7 Oct 2018
3
SEC Charges Short Seller With Misleading Investors
The SEC charged a hedge funder adviser, his investment advisory firm and a Delaware-based company in a scheme to manipulate a stock price.
United States
17 Sep 2018
4
Investment Management Firm Settles FCPA Charges
U.S.-based investment management firm Legg Mason Inc. ("Legg Mason") agreed to disgorge over $34 million in profits and prejudgment interest to settle SEC charges that it violated the Foreign Corrupt Practices Act ("FCPA").
United States
11 Sep 2018
5
SEC And DOJ Charge NFL Player And Former Investment Banker With Insider Trading
The SEC and the DOJ charged a professional football player and a former analyst at an investment bank with fraud and insider trading.
United States
9 Sep 2018
6
DOJ Charges Former Transportation Executives With Accounting And Securities Fraud
The DOJ charged two former executives of a publicly traded transportation company with engaging in a multiyear accounting and securities fraud scheme.
United States
22 Jun 2018
7
Bank Settles Investigation Over LIBOR Manipulation
A bank agreed to pay $100 million to settle charges related to U.S. Dollar LIBOR ("USD LIBOR") manipulation. The matter was investigated by a working group ...
United States
22 Jun 2018
8
Manufacturer And Subsidiary To Pay Over $14 Million For FCPA Violations
The SEC settled charges against a medical device manufacturer and its wholly owned Danish subsidiary for engaging in "hundreds of sham transactions with distributors that funneled about $20 million to third parties...
United States
3 Jul 2016
9
SEC Enters Into NPAs In Two FCPA Cases
The SEC entered into non-prosecution agreements ("NPA") with two unrelated companies on the condition they forfeit ill-gotten gains from bribes allegedly paid to Chinese officials by foreign subsidiaries.
United States
20 Jun 2016
Links to Result pages
 
1