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Searching Content indexed under Investment Strategy by Cozen O'Connor ordered by Published Date Descending.
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SEC Proposes Rule to Define 'Family Office'
"Family offices" are entities established by wealthy families to manage their wealth, plan for their families’ financial future, and provide other services to family members.
United States
17 Nov 2010
2
SEC Proposes Amendments To The Investment Advisers Act Custody Rule
The U.S. Securities and Exchange Commission (the “SEC”) is currently reviewing public comments on proposed amendments to Rule 206(4)-2 (the “Custody Rule”) under the Investment Advisers Act of 1940 (the “Advisers Act”).
United States
4 Oct 2009
3
SEC Proposes Amendments To Capital Raising & Reporting Rules For Smaller Companies & Approves Guidance On Compliance With Section 404 Of SOX
On May 23, 2007, the U.S. Securities and Exchange Commission ("SEC") proposed a series of measures aimed at modernizing and improving certain requirements with respect to the capital raising and reporting requirements for smaller companies.
United States
5 Jun 2007
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