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Searching Content indexed under Investment Strategy by Shearman & Sterling LLP ordered by Published Date Descending.
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Raising The Bar: SEC Adopts Broker-Dealer Standard Of Care And Guidance On Investment Advisers' Fiduciary Standard
On June 5, 2019, the U.S. Securities and Exchange Commission (the "SEC" or "Commission") culminated its multi-year consideration of commentary
United States
9 Jul 2019
2
UK Financial Conduct Authority Publishes Fourth Consultation On Implementing MiFID II
On December 16, 2016, the FCA published its fourth consultation paper on the implementation of the revised MiFID in the UK. MiFID II regulates retail and wholesale investment business.
UK
17 Feb 2017
3
The MTA Market Trading Admission Requirements For Investment Companies
Investment companies already traded in the MIV have been maintained in this market even if they do not fall within the scope of the AIFMD.
Italy
1 Nov 2016
4
Investor Forum Launched To Promote Long Term Investment
As originally recommended by the Kay Review, a new Investor Forum was established in October 2014, following specific recommendations from the Collective Engagement Working Group.
UK
17 Feb 2015
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