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Searching Content indexed under Investment Strategy by Leslie McCallum ordered by Published Date Descending.
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Changes To Canada's Insider Reporting Regime
Canada’s securities regulators have adopted a new regime for insider reporting. New National Instrument 55-104 and its companion policy are expected to come into effect on April 30, 2010.
Canada
28 Jan 2010
2
Reminder: Investors May Be Required To File Beneficial Ownership Reports With The SEC By February 17, 2009
Investors who beneficially own more than 5% of a class of voting equity securities of an SEC-registered issuer may need to file a report with the SEC by February 17, 2009.
Canada
6 Feb 2009
3
SEC Amends Cross-Border Tender Offer Rules And Relaxes Beneficial Ownership Reporting Rules For Non-U.S. Institutional Investors
The SEC has amended its cross-border tender offer rules governing transactions involving non-U.S. targets.
Canada
13 Oct 2008
4
Reminder: Investors May Be Required To File Beneficial Ownership Reports With The SEC By February 14, 2008
This is a reminder to investors who beneficially own more than 5% of the voting equity securities of an SEC-registered issuer that you may be required to file a report with the SEC by February 14, 2008.
Canada
18 Mar 2008
5
New SEC Rules For Reselling Restricted Securities And Control Securities Effective February 15, 2008
The SEC has relaxed some of its rules governing the resale of restricted securities and control securities. The SEC’s objective is to increase the liquidity of privately placed securities and decrease issuers’ cost of capital.
Canada
31 Jan 2008
6
Reminder: You May Be Required to File Beneficial Ownership Reports with the SEC by February 14, 2006
This is a reminder to investors who beneficially own more than 5% of the voting equity securities of an SEC-registered company that you may be required to file a report with the SEC by February 14, 2006.
Canada
8 Feb 2006
7
SEC Proposes New Rules on Executive Compensation Disclosure
The U.S. Securities and Exchange Commission has proposed new disclosure rules for executive and director compensation and related party transactions in response to investors’ calls for more transparent disclosure.
Canada
30 Jan 2006
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