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Searching Content indexed under Industry Updates & Analysis by Rosali Pretorius ordered by Published Date Descending.
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Financial Markets Disputes And Regulatory Update - Winter 2015/Spring 2016
In this edition of our Financial Markets Disputes and Regulatory Update, we have considered the key financial markets cases and banking-related regulatory action from the second half of 2015...
UK
12 Feb 2016
2
Regulatory Developments - February 9, 2016
The second half of 2015 has seen the PRA and the FCA finalise many elements of the SMR, certification regime and conduct rules in advance of the start of implementation, on 7 March 2016.
UK
12 Feb 2016
3
Financial Regulatory Developments (FReD) 31 July 2015
FSB has published its ninth progress report on implementation of OTC derivatives market reforms.
UK
3 Aug 2015
4
Financial Regulatory Developments (FReD) - June 12, 2015
EP has published letters its Committee on Economic and Monetary Affairs (ECON) has sent to the Commission and ESMA on managers' transactions under the new Market Abuse Regulation.
European Union
12 Jun 2015
5
Financial Regulatory Developments (FReD) - June 5, 2015
FSB published a thematic peer review on supervisory frameworks and approaches for systemically important banks. The review found that regulators have taken significant steps to improve supervisory effectiveness.
Worldwide
5 Jun 2015
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