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Searching Content indexed under Commodities/Derivatives/Stock Exchanges by Cleary Gottlieb Steen & Hamilton LLP ordered by Published Date Descending.
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Agencies Adopt Final Rule Implementing Key Elements of Volcker 2.0
On August 20, 2019, two of the agencies responsible for implementing the Volcker Rule finalized amendments to the Rule that narrow and simplify the proprietary trading prohibition
United States
2 Sep 2019
2
SEC Finalizes Security-Based Swap Capital, Margin, And Segregation Requirements
On June 21, 2019, the SEC adopted final rules that set forth: (1) capital and margin requirements for security‑based swap dealers and major SBS participants for which there is not a Prudential Regulator; ...
United States
16 Aug 2019
3
SEC And CFTC Chairs Sign Enhanced Multilateral Memorandum Of Understanding Expanding Cross-Border Enforcement Cooperation
However, the creation of the MMoU provided a broader, uniform framework for mutual assistance across jurisdictions.
United States
18 Jun 2019
4
Newly Released Interpretation Of The Volcker Rule Clarifies That Foreign Banks Are Permitted To Invest In Third-Party Funds With U.S. Investors
On February 27, 2015, the regulatory agencies responsible for implementing the Volcker Rule released an FAQ regarding the interpretation of the Volcker Rule's exemption...
United States
1 Jun 2015
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