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Searching Content indexed under Commodities/Derivatives/Stock Exchanges by Baer & Karrer ordered by Published Date Descending.
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Title
Country
Organisation
Author
Date
1
Initial Public Offerings
For any company, the decision to go public is a key milestone in its development.
Switzerland
19 Jul 2019
2
The Future Of The EU Equivalence Assessment For Swiss Trading Venues: An Update
On 30 June 2019, the temporary recognition of the equivalence of the Swiss legal and supervisory framework applicable to SIX Swiss Exchange and BX Swiss for purposes of article 23
European Union
4 Jul 2019
3
New Swiss Draft Regulations Could Be A Milestone For DLT
In Switzerland, the end of 2018 and beginning of 2019 saw a number of legal developments regarding fintech (in particular the introduction ...
Switzerland
28 May 2019
4
The End Of Libor In Switzerland
The UK Financial Conduct Authority (FCA) announced on 27 July 2017 it would no longer require that banks that are members of the Libor panel be obliged to communicate a daily rate after 2021.
Switzerland
30 Apr 2019
5
Mergers & Acquisitions 2019
Swiss M&A transactions related to public companies are mainly governed by the Swiss Financial Market Infrastructure Act ("FMIA"; including its implementing ordinances) ...
Switzerland
20 Mar 2019
6
Brexit And Swiss Financial Markets: Switzerland Takes Steps To Soften A Hard Brexit
In less than a month, the deadline set out under Article 50 of the Lisbon Treaty on the European Union for the United Kingdom (UK) to achieve an agreement on the terms of its withdrawal
European Union
11 Mar 2019
7
Structured Finance & Derivatives 2019
There is currently no dedicated legislative framework for structured finance in Switzerland. Contractual and collateral aspects are governed by the relevant provisions of the Swiss Code of Obligations or ...
Switzerland
27 Dec 2018
8
Swiss Reaction To Possible Expiry Of EU Equivalence Assessment For Swiss Stock Exchange Regulation
On 30 November 2018, the Swiss Federal Council passed an ordinance designed to remedy the possible expiry, at the end of this year, of the EU Commission's decision ...
European Union
6 Dec 2018
9
Insider Trading And Market Manipulation In Tokens
Trading in tokens is currently in the spotlight of the public's and the regulator's attention. Based on distributed ledgers-technology, blockchains are used to publicly issue tokens ...
Switzerland
15 Nov 2018
10
New Rules On Prospectus And Key Information Document
On 15 June 2018, the Swiss parliament adopted the Swiss Financial Services Act (FinSA) and the Swiss Financial Institutions Act (FinIA). On 24 October 2018
Switzerland
9 Nov 2018
11
Derivatives Trading Under FMIA: Reporting Obligations For Small Non-Financial Counterparties Postponed To 1 January 2024
On 14 September 2018, the Federal Council extended the transition period for the reporting of derivative transactions by small non-financial counterparties (NFC-) until 1 January 2024 under the Financial Market Infrastructure Act.
Switzerland
12 Oct 2018
12
International Briefings: ICO Financing For Startups
Initial coin offerings (ICOs) or token sales as alternative financing methods continue to generate increasing interest – in particular in Switzerland.
Switzerland
4 Apr 2018
13
Disclosure Of Delegated Voting Rights
On March 1 2017, the Swiss rules on the disclosure of substantial shareholdings were amended
Switzerland
13 Jun 2017
14
Fund Management 2017
The primary legal basis for the investment fund business in Switzerland is the Federal Act on Collective Investment Schemes of 23 June 2006, which came into force on 1 January 2007...
Switzerland
10 May 2017
15
Derivatives Trading Under FMIA: FINMA Issues Guidance On Reporting To A Trade Repository
On 3 April 2017, FINMA published guidance on reporting requirements and trade repository (FINMA Guidance 02/2017
Switzerland
19 Apr 2017
16
Derivative Trading Under The FMIA – FINMA Issues Guidance On Phasing In
On 6 July 2016, FINMA published guidance on the implementation of the Federal Act on Financial Market Infrastructures of 19 June 2015 ("FMIA") and its implementing ordinances, which set out new rules on trading of derivatives.
Switzerland
15 Jul 2016
17
Schweiz: Höchstrichterliche Rechtsprechung Zur Verrechnungssteuerrückerstattung - Beneficial Ownership
Dâ -das BVerwG die Beschwerden der dänischen Banken teilweise gutgeheißen hatte (Urteile des BVerwG A-6537/2010 ùnd A-1246/2011), musste das Bundesgericht als höchste Instanz dazu Stellung nehmen.
Switzerland
15 Jun 2016
18
Derivative Trading Under The FMIA - Impact On Cross-Border Transactions
In the wake of the Dodd-Frank Act in the United States and EMIR in the European Union, the FMIA seeks, among others, to regulate market conduct in securities and derivatives trading.
Switzerland
24 Mar 2016
19
Derivative Trading Under The Federal Act On Financial Markets Infrastructure
On 1 January 2016, the Federal Act on Financial Markets Infrastructure of 19 June 2015 will enter into force.
Switzerland
14 Jan 2016
20
Derivative Trading Under The FMIA
The main novelty for market participants and the focus of this client briefing will be the rules on derivatives trading.
Switzerland
15 Oct 2015
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