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Searching Content indexed under Commodities/Derivatives/Stock Exchanges by Hogan Lovells ordered by Published Date Descending.
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FIG Bulletin, 16 August 2019
The Financial Conduct Authority (FCA) has published the protocols for the conduct of the "lessons learned" reviews, commissioned by the non-executive directors of the FCA, for:
UK
22 Aug 2019
2
Europe's Share Trading Spat With Switzerland Is A Warning Shot Britain Should Take Seriously
The EU's dispute with Switzerland over the terms of access to their respective share trading markets, which brought the trading of Swiss stocks on European stock exchanges to a halt last week, is a stark reminder of what might await the UK in October.
European Union
9 Aug 2019
3
EMIR Refit: Are You Fit For The Future?
The European Market Infrastructure Regulation1 (EMIR) came into force on 16 August 2012 and was the European response to the G20 commitment to implement measures to increase transparency
European Union
12 Jul 2019
4
The Pacte Act: Changes Impacting French Financial Law
Heralded as a "new step in France's economic transformation", the recently adopted Pacte Act aims to liberate companies from the burden of certain obligations and ensure they are better funded,
European Union
12 Jul 2019
5
Funds Talk: July 2019
In the Chancellorʼs 2019 Mansion House dinner speech, delivered on 20 June 2019, Philip Hammond announced a review of the UK regulatory framework and payments landscape in 2019.
European Union
10 Jul 2019
6
Newsflash - New Guidance For Nomads On Staffing
New practical guidance for nominated advisers (Nomads) on the staffing of their corporate finance functions has been published by the London Stock Exchange (LSE)
Belgium
1 Jul 2019
7
FIG Bulletin, 21 June 2019
On 12 June 2019, the Financial Conduct Authority (FCA) published a final report on its investigation in to RBS treatment of small and medium-sized enterprise (SME) customers transferred to its GRG.
Worldwide
27 Jun 2019
8
Mortgage Lender Fined For Alleged HMDA Violations
On 5 June 2019 the CFPB announced its consent order with a large mortgage lender (the company) for allegedly reporting erroneous sex, race, and ethnicity HMDA loan/application register data from 2014-2017.
United States
17 Jun 2019
9
The Southern District Of New York Expresses Concern With Government's "Outsourcing" Of Corporate Internal Investigations
In a recent decision that could have critical implications for corporate internal investigations conducted pursuant to a government agency's request, the Southern District of New York expressed concern...
United States
23 May 2019
10
Luxembourg Stock Exchange Professional Segments – The Real Impact
The launch of a product in one of the Professional Segments automatically meets the standards for the alleviated prospectus regime.
Luxembourg
10 Apr 2019
11
Early Trends For LIBOR Replacement In The U.S. Market
The FSB's Official Sector Steering Group has welcomed this outcome.
United States
9 Apr 2019
12
ISDA Introduces Protocol To Address Upcoming Rules Related To Qualified Financial Contracts In The Orderly Resolution Of Systemically Important Financial Institutions
US federal banking regulations that go into effect next year require certain major financial institutions to ensure that their qualified financial contracts (QFCs).
United States
18 Oct 2018
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