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Searching Content indexed under Commodities/Derivatives/Stock Exchanges by Arnold & Porter ordered by Published Date Descending.
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1
Criminal And Regulatory Enforcement Of Market Manipulation Spike
Despite several key setbacks in recent years, spoofing remains an enforcement priority for the Department of Justice (DOJ), Securities and Exchange
United States
20 Aug 2019
2
What To Expect When You're Expecting The End Of Libor
The transition away from Libor by 2021 presents a series of significant challenges to the financial markets, for numerous reasons.
United States
21 Jun 2019
3
Arnold & Porter Discusses The End Of LIBOR
As alerted in our previous Advisories, LIBOR, the "world's most important number," is being phased out.
United States
20 Jun 2019
4
Insider Trading's Personal Benefit Test One Year After Martoma
Other cases suggest that prosecutors may choose to avoid the challenges posed by the personal benefit test altogether.
United States
20 Jun 2019
5
The End Of LIBOR
As alerted in our previous Advisories, LIBOR, the "world's most important number," is being phased out.
United States
12 Jun 2019
6
Preparing For The End Of LIBOR
The end of LIBOR is in sight. Working groups in different industry sectors and geographic regions are developing protocols to transition to new benchmark rates.
United States
5 Mar 2019
7
Arnold & Porter Discusses Insider Trading's Personal Benefit Test After Martoma, Gupta, And Other Recent Cases
On January 24, former SAC Capital Advisors portfolio manager Mathew Martoma petitioned the Supreme Court to review his 2014 conviction for insider trading.
United States
27 Feb 2019
8
Agencies, States And Local Governments Respond To Congressional Legalization Of Hemp (Non-Psychoactive Cannabis)
On December 11, 2018, Congress took an initial step toward legalizing cannabis and to resolve
United States
15 Feb 2019
9
How To Comply With Qualified Financial Contract Rules
In the fall of 2017, the Board of Governors of the Federal Reserve System, the Federal Deposit Insurance Corporation and the Office of the Comptroller of the Currency promulgated new rules...
United States
5 Feb 2019
10
QFC Rules And ISDA 2018 US Resolution Stay Protocol
In the fall of 2017, the Board of Governors of the Federal Reserve System, the Federal Deposit Insurance Corporation (FDIC) and the Office of the Comptroller of the Currency ...
United States
15 Jan 2019
11
Impact Of The 2018 Mid-Term Elections On Financial Services Regulation
Following historical trends, the first mid-term Congressional election in the Trump Administration has concluded with a new Democratic majority in the House of Representatives.
United States
14 Nov 2018
12
CFTC Staff Advisory Sets Challenging Standards For Future Virtual Currency Derivatives
n May 21, the Commodity Futures Trading Commission (CFTC) issued a special Staff Advisory with guidance to regulated trading platforms and clearing organizations that propose to list...
United States
8 Jun 2018
13
Arnold & Porter Discusses Regulators' Clamp-Down On ICOs, Virtual Currencies, And Blockchain Firms
If there was ever a regulatory grace period for virtual currencies and blockchain technology, it is officially over.
United States
3 May 2018
14
The Risk Retention Rule: Lsta's Victory And What It Means For CLOs And Other Securitizations
In its February 9, 2018 decision, The Loan Syndications and Trading Association v. Securities and Exchange Commission and Board of Governors of the Federal Reserve System...
United States
1 Mar 2018
15
A Look At The New Qualified Financial Contracts Rule
New regulations approved by the Board of Governors of the Federal Reserve System and the Federal Deposit Insurance Corp. will fundamentally change the playing field for end users or buy-side counterparties ...
United States
17 Oct 2017
16
Federal Reserve Board And FDIC Restrict Immediate Exercise Of Default Rights In Qualified Financial Contracts OF GSIBs
New regulations approved by the Board of Governors of the Federal Reserve System and FDIC will fundamentally change the playing field for end-users or buy-side counterparties that engage in certain types of financial agreements ...
United States
11 Oct 2017
17
Readiness Checklist For The New Beneficial Ownership Rule
n just eight months, all federally regulated banks, brokers or dealers in securities, mutual funds, futures commission merchants, and introducing brokers in commodities will be required to comply with the new Beneficial Ownership Rule...
United States
12 Sep 2017
18
The End Of LIBOR? A Q&A Of The Central Issues
The London Interbank Offered Rate (LIBOR), is a fundamental reference rate in numerous contracts, both in the financial markets and in commercial contracts.
UK
15 Aug 2017
19
Latin American And Caribbean Financial Institutions: Potential Impact Of The U.S. Elections
Financial institutions in Latin America and the Caribbean should consider the potential opportunities that have arisen as a result of the recent U.S. elections.
United States
13 Jun 2017
20
House Financial Services Committee Approves Revised "Financial CHOICE Act"
Republicans on the House Financial Services Committee, led by Chairman Jeb Hensarling (R-TX), approved their "Financial CHOICE Act" legislation on a party-line 34-26 vote on May 4...
United States
8 May 2017
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