Searching Content indexed under Commodities/Derivatives/Stock Exchanges by Duane Morris LLP ordered by Published Date Descending.
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Chancery Declines To Stay Action In Derivative Lawsuit Involving Special Litigation Committee
Allowing a conflicted general partner to select a special litigation committee to serve at the general partner's pleasure would be tantamount to allowing the conflicted partner to investigate itself.
United States
24 Sep 2019
SEC Approves New Venture Exchange
Last Friday, the Securities and Exchange Commission approved a new Silicon Valley-based national securities exchange, the LTSE, with a unique twist – a focus on earlier stage companies and long term investing.
United States
29 May 2019
Nasdaq Decides to Get Small
In a HUGE announcement last week, Nasdaq, Inc., the parent company of the various stock exchanges bearing that name, decided the exchanges should no longer be called NASDAQ. Instead, they are "re-branding" as just plain Nasdaq, i.e. initial cap then lower case.
United States
6 Nov 2017
United States
14 Jun 2017
Just A Snap To Huge IPO
It appears the initial public offering market is indeed waking up.
United States
13 Mar 2017
Building Better Investor Protection Framework – What You Must Know
Tightened monetary policies leading to limited capital inflow to the securities market, its low liquidity and significant decrease in stock price partly contribute to the low attractiveness of Vietnam's stock exchange.
12 Oct 2016
Equitization Quality Over Quantity
VIETNAM – Comment on a recent draft from the Ministry of Finance on strategic investors purchasing stakes from equitized state-owned enterprises (SOEs)
United States
11 Aug 2016
FERC Opposes Private Right Of Action In CFTC Proceeding; Congress Requests Briefing
In what is quickly resembling a jurisdictional conundrum, the Federal Energy Regulatory Commission ("FERC") has come out in opposition of a private right of action in the context of the country's wholesale energy markets.
United States
8 Jul 2016
Analysis Of Court Ruling Upholding SEC Regulation A+ Rules
I have now had a chance to read the 23-page, very well-written, clear and concise DC Circuit court opinion on the Reg A+ challenge brought by two states.
United States
16 Jun 2016
NYSE And NASDAQ Further Amend Proposed Listing Standards Relating To Compensation Committees
The NYSE and the NASDAQ Stock Market (Nasdaq) recently filed additional amendments to their proposed listing standards implementing the requirements of Rule 10C-1 under the Securities Exchange Act of 1934 relating to compensation committee member independence and compensation committee advisers.
United States
15 Jan 2013
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