Search
Searching Content indexed under Commodities/Derivatives/Stock Exchanges by Mayer Brown ordered by Published Date Descending.
Links to Result pages
 
1 2 3 4 5 6  
>>Next
 
Title
Country
Organisation
Author
Date
1
LIBOR: Just Say No
The Alternative Reference Rates Committee ("ARRC") held a roundtable on June 3, 2019. The ARRC hosted a number of industry participants,
United States
16 Jul 2019
2
Potential Regulation Of Algorithmic Trading
Developments in artificial technology have altered the way that individuals interact with the market and regulators are starting to take note.
United States
12 Jul 2019
3
The ARRC's Final Recommendations For New Fallbacks For LIBOR Securitizations
On May 31, 2019, the Alternative Reference Rates Committee ("ARRC") published "ARRC Recommendations Regarding More Robust Fallback Language for New Issuances of LIBOR Securitizations"
United States
27 Jun 2019
4
Revised Notice Of Proposed Rule Change To FINRA Rule 5110
FINRA recently refiled its proposed rule change to amend FINRA Rule 5110 (Corporate Financing Rule – Underwriting Terms and Arrangements).
United States
11 Jun 2019
5
Unsuitable Sales Of Leveraged ETFs Draw FINRA's Ire; Text Messaging Violates Communications Rules
The Financial Industry Regulatory Authority, Inc. has been quite clear on its views of "non-traditional exchange traded products," such as leveraged inverse exchange-traded notes and exchange-traded funds.
United States
10 Jun 2019
6
The ARRC's Final Fallback Language Recommendations For New LIBOR Syndicated Loans
During the past month, the Alternative Reference Rates Committee ("ARRC") has published its final recommendations for LIBOR fallback language for floating rate notes, syndicated loans, securitizations, and bilateral loans.
United States
7 Jun 2019
7
The ARRC's Final Recommendations For New Fallbacks For LIBOR Floating Rate Notes
On April 25, 2019, the Alternative Reference Rates Committee ("ARRC") published "ARRC Recommendations Regarding More Robust Fallback Language for New Issuances of LIBOR Floating Rate Notes" ("ARRC Recommendations").
United States
17 May 2019
8
Episode 4: Calculating Initial Margin (Video)
In Episode 4 of our series on the latest thinking and best practices for the Uncleared Margin Regulations, Edmund Parker, Mayer Brown's Global Head of Derivatives & Structured Products, and Hiroshi Tanase...
United States
2 May 2019
9
Episode 3: The Custodian's Guide To Initial Margin Segregation And Asset Transformation (Video)
In Episode 3 of our series on the latest thinking and best practices for the Uncleared Margin Regulations, Edmund Parker, Mayer Brown's Global Head of Derivatives & Structured Products, and Mark Higgins...
United States
2 May 2019
10
Episode 5: Mission Impossible – The Compliance Process "Wheel Of Pain" (Video)
In Episode 5 of our series on the latest thinking and best practices for the Uncleared Margin Regulations, Edmund Parker, Mayer Brown's Global Head of Derivatives & Structured Products, and Chetan Joshi...
United States
2 May 2019
11
SEC Approves NYSE Amendments To Price Requirements
On March 20, 2019, the SEC approved a NYSE rule modifying the price requirements that companies must meet to avail themselves of certain exceptions from the NYSE shareholder approval requirements.
United States
23 Apr 2019
12
No Stone Unturned? The CFTC Targets Foreign Corrupt Practices Involving Commodity Interests
US Commodity Futures Trading Commission ("CFTC") Division of Enforcement ("DOE") Director James McDonald announced on March 6 that the agency would more closely partner with law enforcement
United States
2 Apr 2019
13
Navigating The Regulatory Trap Of Futures Position Limits — CFTC Staff Permits Position Limit Disaggregation For Two Affiliates
The US Commodity Futures Trading Commission ("CFTC") requires and enforces speculative position limits for exchange-traded futures and options contracts on certain agricultural commodities.
United States
1 Apr 2019
14
Indices: The Good, The Bad And Knowing The Difference
An issuer comes to us and asks if it can link its debt security to an index. This seemingly simple question (if the index is the S&P® 500 Index, for example) progresses ...
United States
1 Mar 2019
15
REVERSEinquiries Volume 2, Issue 2
On January 22, 2019, FINRA issued its 2019 Risk Monitoring and Examination Priorities Letter1 (the "Letter") ...
United States
28 Feb 2019
16
IRS Issues Proposed Regulations Implementing Base Erosion Anti-Abuse Tax (BEAT) Rules
On December 13, 2018, the US Internal Revenue Service released an initial set of proposed regulations addressing a number of open issues under the Base Erosion Anti-Abuse Tax (BEAT) rules.
United States
28 Jan 2019
17
United Kingdom Financial Services Legislation In The Aftermath Of A No-Deal Brexit—What Potential Changes To UK Securities Laws And Regulations Should Issuers Of Securities Be Aware Of?
A significant portion of the law and regulation applicable in the United Kingdom (the "UK") pre-Brexit is derived from the European Union ("EU").
European Union
25 Jan 2019
18
FDIC Announces Review Of Brokered Deposits And Requests Comments
On December 18, 2018, the Federal Deposit Insurance Corporation (the "FDIC") published an advance notice of proposed rule-making and request for comments (the "Notice") in connection
United States
25 Jan 2019
19
SEC Investor Advocate Report On Activities For Fiscal Year 2018: Survey Results Regarding Investment Advice
The Office of the Investor Advocate released its "Report on Activities for the Fiscal Year 2018" (the "Report").2 During the 2018 fiscal year, the Investor Advocate focused significant attention
United States
25 Jan 2019
20
How Does An Index Split?
We are all familiar with forward and reverse stock splits of common stock and shares of exchange-traded funds, and the related anti-dilution provisions contained in structured notes linked to those underliers.
United States
24 Jan 2019
Links to Result pages
 
1 2 3 4 5 6  
>>Next