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Searching Content indexed under Commodities/Derivatives/Stock Exchanges by Ropes & Gray LLP's Private Investment Funds ordered by Published Date Descending.
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CFTC Adopts Amended Position Limit Aggregation Rules – Action by Asset Managers May Be Required
The U.S. Commodity Futures Trading Commission (the "CFTC") has issued amended aggregation rules for determining compliance with speculative position limits established by the CFTC in futures contracts and options thereon.
United States
14 Jan 2017
2
U.S. Banking Regulators Finalize Minimum Margin Requirements For Uncleared Swaps
While the Final Margin Rules do not apply directly to buy-side entities, they will have a material impact on buy-side entities who use uncleared derivatives.
United States
3 Nov 2015
3
SEC Proposes Amendments To Form ADV And Recordkeeping Rule
In late May, the Securities and Exchange Commission (the "SEC") proposed rules that would amend portions of Form ADV and rules promulgated under the Investment Adviser Act of 1940 (the "Advisers Act").
United States
2 Jun 2015
4
Update Regarding Trade Execution Mandate For Certain Interest Rate Swaps
The Commodity Futures Trading Commission ("CFTC") Division of Market Oversight (the "Division") announced yesterday that Javelin SEF, LLC’s ("Javelin") self-certification of available-to-trade determinations ("MAT Determinations") for certain benchmark interest rate swap contracts is deemed certified.
United States
17 Jan 2014
5
Treasury Department Issues Final Determination Exempting Foreign Exchange Swaps And Certain Foreign Exchange Forwards From The Definition Of "Swap"
On November 16, 2012, the United States Department of the Treasury (the "Treasury Department") issued a final determination (the "Final Determination") regarding the treatment of foreign exchange swaps and certain foreign exchange forwards under the Commodity Exchange Act (the "CEA").
United States
22 Nov 2012
6
Changes To Commodity Laws: What Private Equity Firms Need To Know
You may have read recently about the changes to the commodity laws resulting from the Dodd-Frank Act.
United States
10 Sep 2012
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