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Searching Content indexed under Commodities/Derivatives/Stock Exchanges by Rosali Pretorius ordered by Published Date Descending.
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Judgments - February 9, 2016
The dispute in this case was, in reality, between the holders of Class A notes issued by the defendant issuer on the one hand and the holders of the subordinated notes in Classes B to E on the other.
UK
12 Feb 2016
2
MiFID 2: Taking Stock
Previous articles in our series on MiFID 2 have considered specific publications and drilled into its effects on particular aspects of business.
European Union
4 Feb 2016
3
The Securities Financing Transactions Regulation
The Regulation on Transparency of Securities Financing Transactions and of Reuse (2015/2365) (the SFTR) is a key part of the EU's initiative to reform shadow banking following the 2007-2008 financial crisis.
UK
27 Jan 2016
4
Contractual Recognition Of Bail-In Powers
Firms to which the new UK rules apply (Covered Firms) include all UK banks and building societies.
UK
2 Jul 2015
5
EMIR Pensions Exemption
It is unsurprising that the exemption period for occupational pension schemes to comply with the clearing obligation has been extended.
UK
29 Jun 2015
6
ESMA Guidelines On The application Of Sections C6 And C7 Of Annex I To MiFID I
EMSA has recently published Guidelines on which commodity derivatives fall within the definition of "financial instrument" for the purposes of MiFID I.
European Union
5 Jun 2015
7
Financial Regulatory Developments (FReD) - May 15, 2015
ECON reports on benchmarks: The Economic and Monetary Policy Committee (ECON) within EP has published its report on the proposed Benchmarks Regulation.
Worldwide
15 May 2015
8
Clearing Getter Clearer
ESMA published two documents on 1 October 2014 as the implementation of mandatory clearing of certain over-the-counter (OTC) derivatives gathers pace.
UK
9 Oct 2014
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