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Searching Content indexed under Commodities/Derivatives/Stock Exchanges by Daniel McCaughey ordered by Published Date Descending.
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Robare V. SEC: The D.C. Circuit "May" Have Punted On Key Disclosure Question, But Takes Clear Stand On "Willful" Conduct
On April 30, 2019, the U.S. Court of Appeals for the D.C. Circuit issued a long-awaited decision in Robare Group, LTD. v. SEC, providing valuable insight for investment ...
United States
29 May 2019
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Federal Court Decision Highlights Uncertainty over Mutual Fund Derivative Litigation Under Massachusetts Law
Like any issuer of securities, mutual funds are subject to various types of lawsuits brought on behalf of shareholders, seeking recovery for underperformance, the allocation of fees, or other types of perceived losses to investors.
United States
6 Jan 2011
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