Search
Searching Content indexed under Commodities/Derivatives/Stock Exchanges by Laura Richman ordered by Published Date Descending.
Links to Result pages
 
1  
 
Title
Country
Organisation
Author
Date
1
Implications of the Dodd-Frank Act for Investment Advisers
The Private Fund Investment Advisers Registration Act of 2010 (the "Registration Act"), contained in the Dodd-Frank Wall Street Reform and Consumer Protection Act (the "Dodd-Frank Act"), both expands and contracts the potential universe of types of investment advisers subject to registration with the Securities and Exchange Commission (the "SEC") under the Investment Advisers Act of 1940 (the "Advisers Act").
United States
17 Sep 2010
Links to Result pages
 
1