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Searching Content indexed under Commodities/Derivatives/Stock Exchanges by Andrew Bates ordered by Published Date Descending.
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Funds Quarterly Legal And Regulatory Update (Q1) - Jan.- Mar. 2019
On 29 March 2019, the European Securities and Markets Authority ("ESMA") published an updated questions and answers document ("Q&As") on the application of EU Directive 2009/65/EC
Ireland
30 Apr 2019
2
Investment Firms Quarterly Legal & Regulatory Update Q3 July - September 2018
The MiFID Reporting Requirements set out a non-exhaustive list of the regulatory reports that MiFID firms are required to submit to the Central Bank on a periodic basis
Ireland
16 Oct 2018
3
Funds Quarterly Legal And Regulatory Update Period Covered: 1 July 2018 – 30 September 2018
On 5 July 2018, the Central Bank of Ireland ("Central Bank") published the twenty third edition of its "UCITS –Questions and Answers" ("UCITS Q&As").
Ireland
11 Oct 2018
4
PRIIPs Regulation – 31 December 2016 Deadline Still Applies
Despite recent industry calls urging the Commission to delay the application of the EU Regulation on key information documents ("KIDs") for packaged retail and insurance-based investment products...
Ireland
15 Jun 2016
5
Updated ESMA Q&A On Its Guidelines On ETFs And Other UCITS Issues
The European Securities and Markets Authority issued an updated Q&A document to give further clarity to certain aspects of its guideline document.
Ireland
1 Apr 2014
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