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Searching Content indexed under Commodities/Derivatives/Stock Exchanges by Michael Huertas ordered by Published Date Descending.
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The EU's Benchmarks Regulation – What You Need To Know Now – A Focus On The Eurozone
More than six years after the range of IBOR scandals and a series of reform proposals the adoption of the "Regulation on indices used as benchmarks in financial instruments
European Union
22 Aug 2019
2
Key Regulatory Developments In The EU - July 26, 2019
The ESMA has published its annual peer review report on the overall supervision of EU Central Counterparties (CCPs) by National Competent Authorities (NCAs).
European Union
2 Aug 2019
3
Key Regulatory Developments In The EU - May 30, 2019
Commission Delegated Regulation (EU) 2019/820 supplementing Regulation (EU) No 345/2013 with regard to conflicts of interest in the area of European venture capital funds – published in the OJ ...
European Union
14 Jun 2019
4
Brexit – National Emergency Legislation
On February 28, 2019, our Eurozone Hub published a Client Alert highlighting that, with the EU continuing to play its own Brexit "emergency" legislative cards close to its chest, various EU-27 Member States had begun stepping up national efforts.
European Union
9 Apr 2019
5
Key Regulatory Developments In The EU - February 2019
Report on FinTech and market structure in financial services.
European Union
8 Mar 2019
6
ESMA's 2019 Supervisory Convergence Work Programme And Its Supervisory Priorities – What Does It Mean For Market Participants?
On February 6, the European Securities and Markets Authority (ESMA) published its 2019 Supervisory Convergence Work Programme (SCWP).
UK
5 Mar 2019
7
Key Regulatory Developments In The EU – December 2018
EBA published final Guidelines on disclosure of non-performing and forborne exposures
UK
17 Jan 2019
8
Consilium Agrees Position On IFR And IFD – Moving To A New Prudential Regulatory Regime For Investment Firms
On January 7, 2019 the Council or "Consilium" of the European Union, which is part of the EU bicameral legislature and represents the executive governments of the EU's Member States ...
European Union
17 Jan 2019
9
Key Regulatory Developments In The EU - December 21, 2018
EBA published final Guidelines on disclosure of non-performing and forborne exposures
European Union
3 Jan 2019
10
Key Regulatory Developments In The EU - November 2018
The Financial Stability Board (FSB) published reports on implementation of Over-the-Counter (OTC) derivatives reforms and removal of legal barriers
European Union
5 Dec 2018
11
What The European Securities And Markets Authority's (ESMA) Extension To Product Intervention Measures And Its "Summer Findings" Means For Providers And Participants
On August 24, 2018, ESMA announced, in its first use of this power, an extension of the existing ban from October 2, 2018 for binary options for those products it has not exempted from the further extension.
Germany
26 Oct 2018
12
Key Regulatory Developments in Germany - August 24, 2018
The BaFin warns against entering into transactions, particularly involving CFDs (Contracts for Difference),
Germany
31 Aug 2018
13
European Parliament's Approval For "EMIR 2.2" Raises Further Concerns For CCPs
On May 16, 2018, the Economic and Monetary Committee of the European Parliament backed a proposal (the Proposal) of the European Commission (the Commission), as the executive of the EU,
European Union
31 Aug 2018
14
Key Regulatory Developments In The EU
The ESMA issued latest double volume cap data
European Union
18 May 2018
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