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Searching Content indexed under Commodities/Derivatives/Stock Exchanges by John Verwey ordered by Published Date Descending.
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Regulation Round Up December 2018
The European Central Bank ("ECB") published a document setting out its cyber resilient oversign expectations for financial market infrastructures.
UK
8 Jan 2019
2
Regulation Round Up - November 2017
The Financial Conduct Authority (FCA) published an alert setting out key considerations for principals who have appointed representatives or introducer appointed representatives.
UK
5 Dec 2017
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