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Searching Content indexed under Commodities/Derivatives/Stock Exchanges by Joseph Morales ordered by Published Date Descending.
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U.S. Corporate Law News: CFTC Announces Comparability Determination On European Union Margin Requirements
CFTC Announces Comparability Determination On European Union Margin Requirements
Worldwide
1 Nov 2017
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Federal Court Addresses False Rule 13a-14 Certifications; Software License Sales May Be Subject To UK Agency Regulations; And CFTC Signs An MOU With Mexican Authorities
A U.S. Court of Appeals recently ruled that the SEC has a cause of action against CEOs and CFOs who provide a false certification under Exchange Act Rule 13a-14.
Worldwide
28 Sep 2016
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